Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03667 | 01/15/2021 | Claimant(s): Richard Streisfeld Claimant Lawyers(s): Amy B. Bard Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): James M. Rhodes Hearing Site: New York, NY | ||
| 20-00945 | 01/15/2021 | Claimant(s): Wade Papapanagiotu Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): John Thomas Financial Respondent Lawyers(s): Maria Cummings Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 20-02227 | 01/13/2021 | Claimant(s): Joseph Dimauro Claimant Lawyers(s): Brittany Weiner Respondent(s): Equitable Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Joan Maxine Secofsky Hearing Site: New York, NY | ||
| 20-01298 | 01/12/2021 | Claimant(s): Christopher Knutson Claimant Lawyers(s): Harry Meyer Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Edward W. Morris Hearing Site: New York, NY | ||
| 19-02674 | 01/11/2021 | Claimant(s): Kenneth Lynn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Ann C. Northern Hearing Site: New York, NY | ||
| 19-02188 | 01/08/2021 | Claimant(s): Sandra Etienne Claimant Lawyers(s): Locksley O. Wade Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Anna Matsuo Arbitrator(s): Madelon M. Rosenfeld, Robert E. Anderson, Roger B. Jacobs Hearing Site: New York, NY | ||
| 19-01170 | 01/08/2021 | Claimant(s): Stuart Beinhacker Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Clarence Smith, Donna Christina Chin, Elisse R. Stern Hearing Site: New York, NY |  | Expungement |
| 20-01188 | 01/07/2021 | Claimant(s): Rinaldo Crassa Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): James Alexander Brown Hearing Site: New York, NY | ||
| 20-01890 | 12/30/2020 | Claimant(s): Jeff Wolk Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Denise L. Quarles Hearing Site: New York, NY | ||
| 20-02569 | 12/24/2020 | Claimant(s): Frank Cogliano Claimant Lawyers(s): Frank Cogliano Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY | | $25 |