| 20-02342 | 06/28/2021 | Claimant(s): Harold Elish
Claimant Lawyers(s): Amy Bard
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Andrew M. Schmertz
Hearing Site: New York, NY
| | |
| 20-00472 | 06/25/2021 | Claimant(s): Barbara Giffuni
Claimant Lawyers(s): Phillip Gerschel
Respondent(s): David Korostoff
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Fred S. Pieroni, Catherine Ladnier, Howard Alan Grinsberg
Hearing Site: New York, NY
|  | Expungement |
| 21-00043 | 06/23/2021 | Claimant(s): Richard Morse
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Madelon M. Rosenfeld, Gerald M. Levine, Steven Gargiulo
Hearing Site: New York, NY
| | |
| 21-00416 | 06/23/2021 | Claimant(s): Sigve Mauritzen
Claimant Lawyers(s): Sigve Mauritzen
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | $0 |
| 20-02119 | 06/17/2021 | Claimant(s): Robert Rotunno
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
| | |
| 20-02483 | 06/16/2021 | Claimant(s): Richard Michalski
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Casimir Capital L.P.
Respondent Lawyers(s): William Poon
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
| | |
| 19-02858 | 06/15/2021 | Claimant(s): Barney Greengrass
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Joseph J. Arata, Nicholas J. Donohue, James M. Rhodes
Hearing Site: New York, NY
| | |
| 20-01971 | 06/15/2021 | Claimant(s): Weild & Co.
Claimant Lawyers(s): Elliott M. Kroll
Respondent(s): Tradesman Program Managers
Respondent Lawyers(s): Mitchell Schuster
Arbitrator(s): Ted M. Rosen, Paul J. Camilleri, Anthony Michael Sabino
Hearing Site: New York, NY
| | |
| 20-02549 | 06/11/2021 | Claimant(s): Michael Burkoff
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Fred N. Knopf, Peter Bon Viso
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
| | |
| 19-02407 | 06/09/2021 | Claimant(s): Jeffry Schneider
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): CIBC World Markets Corp., UBS Financial Services Inc.
Respondent Lawyers(s): Elizabeth R. Aylett, Omar Perez
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
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