| 21-01831 | 04/13/2022 | Claimant(s): Thomas Rimini
Claimant Lawyers(s): Thomas Rimini
Respondent(s): J.P. Morgan Securities, Bear Stearns Asset Management Inc.
Respondent Lawyers(s): Eric K. Hildenbrand, Steven J. Pearlman
Arbitrator(s): Laura Carraher, Michael S. Lazan, Leona Beane
Hearing Site: New York, NY
| | |
| 21-01959 | 04/13/2022 | Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Michael Bessette
Respondent(s): The Equitable Life Assurance Society Of
Respondent Lawyers(s): Joseph W. Goodman
Arbitrator(s): Denise L. Quarles, Josian Antoine, Nadia Polack
Hearing Site: New York, NY
| | |
| 19-01633 | 04/13/2022 | Claimant(s): Jeanne Capasse, Thomas Capasse
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Michael Jaffe, Edmund Timothy Donovan, Sean Farrow
Hearing Site: New York, NY
|  | Expungement |
| 20-00137 | 04/12/2022 | Claimant(s): Stonehaven, Titanium Alternative Solutions
Claimant Lawyers(s): David E. Robbins
Respondent(s): Bird Box Entertainment Limited
Respondent Lawyers(s): Timothy Lynch
Arbitrator(s): Joseph L. Calabrese, Laura Wong-Pan
Hearing Site: New York, NY
| | |
| 21-02483 | 04/12/2022 | Claimant(s): George Milani
Claimant Lawyers(s): Frank J. Cuccio
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah Sorkin
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | |
| 20-03938 | 04/11/2022 | Claimant(s): Theresa Panza
Claimant Lawyers(s): Theresa Panza
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): David S. Billet, Lourdes Gomez, Daniel Engelstein
Hearing Site: New York, NY
| | $0 |
| 19-01585 | 04/08/2022 | Claimant(s): Nicolas Lumermann
Claimant Lawyers(s): Lance J. Gotko
Respondent(s): Morgan Stanley, Victor Tsutsumi, Morgan Stanley Smith Barney Financing
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Alan Wills Borst, Harvey E. Benjamin, John Warner Lowe
Hearing Site: New York, NY
| | |
| 21-01160 | 04/04/2022 | Claimant(s): Neil Berns
Claimant Lawyers(s): Dietrich Epperson
Respondent(s): Portfolio Resources Group.
Respondent Lawyers(s): Eric R. Feld
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
| | Expungement |
| 20-03070 | 03/29/2022 | Claimant(s): Patrick Esparrago
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
| | |
| 20-02109 | 03/28/2022 | Claimant(s): Derish M. Wolff 2012 Irrevocable Trust
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Brian L. Muldrew
Arbitrator(s): Carol Maria Luttati, Barry Stephen Spector, Sharon Price-Cates
Hearing Site: New York, NY
| | $0 |
