| 99-03196 | 09/12/2007 | Claimant(s): Estate of Edward A. Cantor
Claimant Lawyers(s): Michael M. Cantor
Respondent(s): Jeffrey Grayson, Gibraltar Securities Co., Equitable Distributors., Hartford Insurance Co.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Philip M. Mandel, Kenneth L. Stewart, Kent L. Benziger
Hearing Site: New York, NY
|  | $0 |
| 07-00061 | 09/11/2007 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Natalie C. Edie
Respondent(s): Eric Betancourt
Respondent Lawyers(s): Eric Matthew Betancourt
Arbitrator(s): Michael E. Olney
Hearing Site: New York, NY
| | |
| 06-02580 | 09/11/2007 | Claimant(s): Sheldon P. Spitz, TTEE, SOL Spitz CO.
Claimant Lawyers(s): Seth Muraskin
Respondent(s): Jeffrey Harriton, Timecaptial Securities Corporation
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Richard W Berenger, Jacob Aschkenasy, Larry Kars
Hearing Site: New York, NY
| | $0 |
| 07-00628 | 09/07/2007 | Claimant(s): Thomas Guerriero
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Mohamed Hussain
Respondent Lawyers(s): Mohamed Imran Hussain
Arbitrator(s): Edward Buscemi
Hearing Site: New York, NY
| | |
| 05-04867 | 09/06/2007 | Claimant(s): Joseph Hinkley
Claimant Lawyers(s): Leon J. Greenspan
Respondent(s): Clifford Reid, Edward Rudiger, Marc Harrison, Reid & Rudiger
Respondent Lawyers(s): Joel Forman
Arbitrator(s): Robert L. Chase, Blossom Nicinski, Bernard Rosen
Hearing Site: New York, NY
| | |
| 07-00869 | 08/30/2007 | Claimant(s): Vision Securities.
Claimant Lawyers(s): Daniel Gallager
Respondent(s): Stephen Woods
Respondent Lawyers(s): Stephen John Woods
Arbitrator(s): Robert A. Vaccaro
Hearing Site: New York, NY
| | |
| 06-04403 | 08/29/2007 | Claimant(s): Jonathan Davies
Claimant Lawyers(s): Jonathan Davies
Respondent(s): Gilad Sartena
Respondent Lawyers(s): Gilad Sartena
Arbitrator(s): John E. Hansen, Thomas J. Luz, Ralph A. DeSena
Hearing Site: New York, NY
| | $25,000 |
| 05-05681 | 08/28/2007 | Claimant(s): Granite Associates
Claimant Lawyers(s): Catania Facher
Respondent(s): James Flower, Michael Resciniti, Richard Coleman, Thomas Tedeschi, Wayne Ford
Respondent Lawyers(s): Brett D. Zinner, Brian J. Neville
Arbitrator(s): Cecilia B. Loving, Ira S. Cure, Anthony Charles Ginetto
Hearing Site: New York, NY
| | |
| 05-00049 | 08/24/2007 | Claimant(s): L.H. Ross & Company
Claimant Lawyers(s): Mark A. Berman
Respondent(s): Brendan Wright, John Stapleton, Martin Ritchie-Haughton
Respondent Lawyers(s): Brendan Michael Wright, Harry J. Delagrammatikas, Paul A. Lieberman
Arbitrator(s): Alan Steven Brodherson, Ross B. Intelisano, Monroe (Mike) Kaufman
Hearing Site: New York, NY
| | |
| 06-05040 | 08/24/2007 | Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Patrick J. Howley
Respondent(s): Frank Foerster
Respondent Lawyers(s): Frank Foerster
Arbitrator(s): Edward Baer, Jerome H. Levy, Jeffery A. Hamer
Hearing Site: New York, NY
| | |
