| 07-02659 | 03/12/2008 | Claimant(s): Todd Meldrum
Claimant Lawyers(s): Todd Meldrum
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
|  | $88 |
| 06-03840 | 03/11/2008 | Claimant(s): Paul Livote
Claimant Lawyers(s): Anthony Marino
Respondent(s): First Empire Securities.
Respondent Lawyers(s): John T. Bauer
Arbitrator(s): Robert L. Spangler
Hearing Site: New York, NY
| | |
| 06-05062 | 03/11/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Susan J. Steinthal
Respondent(s): Global Credit Partners
Respondent Lawyers(s): Harry J. Delagrammatikas
Arbitrator(s): Michael T. Curley, Andrew H. Freund, Paul R. Walsh
Hearing Site: New York, NY
| | |
| 07-02787 | 03/07/2008 | Claimant(s): Lawrence Frankel
Claimant Lawyers(s): Eva H Posman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Amy M. Fritsky
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
| | |
| 07-00944 | 03/06/2008 | Claimant(s): Estate of Donald K. Stuart
Claimant Lawyers(s): Mark Carta
Respondent(s): Michelle Stuart, Lehman Brothers Inc
Respondent Lawyers(s): Robert P. Dolian, Victor A. Machcinski
Arbitrator(s): Hugh N. Fryer, Margaret M McQueeney, Joshua Mark Zucker
Hearing Site: New York, NY
| | $0 |
| 07-02992 | 03/04/2008 | Claimant(s): Margaret Lyon
Claimant Lawyers(s): Margaret C. Lyon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Amy M. Fritsky
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
| | |
| 06-05282 | 02/29/2008 | Claimant(s): Laura Franzese, Pat Franzese
Claimant Lawyers(s): David M. White
Respondent(s): Carlin Equities
Respondent Lawyers(s): Andrew P. Weiss
Arbitrator(s): Harvey Barrison, John J. Witkowski, Neal D. Baker
Hearing Site: New York, NY
| | |
| 07-00114 | 02/27/2008 | Claimant(s): Jason Cohen, Oracle Services, INc. FBO Jason Cohen
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Arthur P. Fisch, Ilene Barbara Zatkin-Butler, Howard Weitz
Hearing Site: New York, NY
| | $500,000 |
| 06-04084 | 02/25/2008 | Claimant(s): Roy Budd
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Dorothy F. Gray, Richard E. Lerner, David I. Goldblatt
Hearing Site: New York, NY
| | |
| 07-01874 | 02/22/2008 | Claimant(s): Robert Woods, Todd Slotkin
Claimant Lawyers(s): Daniel A. Pollack
Respondent(s): Natixis Capital Markets., Natixis Securities North America.
Respondent Lawyers(s): Howard J. Rubin
Arbitrator(s): Steven J. Petrie, William C. Struyk, John Murray Carroll
Hearing Site: New York, NY
| | |
