| 08-00132 | 12/12/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Richard Coloni
Respondent Lawyers(s): Richard Coloni
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY
| | |
| 08-00256 | 12/12/2008 | Claimant(s): EKN Financial Services.
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Jazz Singh, Jason Associates.
Respondent Lawyers(s): Jazz Singh, President or Compliance Officer
Arbitrator(s): Jack Friedman, Joseph B. Russell, Richard D. Levin
Hearing Site: New York, NY
|  | $0 |
| 08-01260 | 12/12/2008 | Claimant(s): Sidney Chertock
Claimant Lawyers(s): Gene Chertock
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s):
Hearing Site: New York, NY
| | $21,750 |
| 07-00984 | 12/04/2008 | Claimant(s): American Capital Partners
Claimant Lawyers(s): Christopher Albanese
Respondent(s): Matthew Ferber
Respondent Lawyers(s): Matthew James Ferber
Arbitrator(s): Donald J. Rasweiler, Michael P. Golden, Allen I. Cederbaum
Hearing Site: New York, NY
| | |
| 07-03003 | 12/04/2008 | Claimant(s): Prestige Financial Center.
Claimant Lawyers(s): Brian H. Reis
Respondent(s): Christopher Fallo
Respondent Lawyers(s): Ethan Leonard
Arbitrator(s): Raymond Nardo, W. Alexander Melbardis, Howard L. Haykin
Hearing Site: New York, NY
| | |
| 08-01290 | 12/04/2008 | Claimant(s): Russell Hartstein
Claimant Lawyers(s): Russell Hartstein
Respondent(s): Hold Brothers On-line Investment Svcs.
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Raymond Nardo
Hearing Site: New York, NY
| | |
| 08-00767 | 12/04/2008 | Claimant(s): John A. and Georgene M. Caruso
Claimant Lawyers(s): Russell F. Waxman
Respondent(s): Wachovia Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alan Rafterman, Coren H. Stern
Arbitrator(s): Matthew Loguercio, Roy L. Weiss, William P. Laino
Hearing Site: New York, NY
| | $0 |
| 08-00904 | 12/02/2008 | Claimant(s): Craig Jampol
Claimant Lawyers(s): Sean R. Kelly
Respondent(s): W.R. Hambrecht & Co..
Respondent Lawyers(s): Amy L. Ventry
Arbitrator(s): Abe I. Borenstein, Jerry M. Greenspan, Michael C. Deutsch
Hearing Site: New York, NY
| | |
| 08-01062 | 12/01/2008 | Claimant(s): Avalon Partners.
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Edgar Olmeda
Respondent Lawyers(s): Edgar Olmeda
Arbitrator(s): Doris Lindbergh
Hearing Site: New York, NY
| | |
| 07-03584 | 12/01/2008 | Claimant(s): Kathleen Vigiano, Maria Vigiano
Claimant Lawyers(s): Marc D. Powers
Respondent(s): Robert Kennedy, Robert J. Kennedy & Associates, Walnut Street Securities.
Respondent Lawyers(s): B. John Pendleton
Arbitrator(s): Marvin Schwartz, Alida D. Camp, Sharon A. McCloskey
Hearing Site: New York, NY
| | $388,669 |
