| 07-02726 | 03/26/2009 | Claimant(s): Ridge Clearing & Outsourcing Solutions,
Claimant Lawyers(s): Howard Schiffman
Respondent(s): Arjent Ltd., Arjent Services LLC, Arjent Limited
Respondent Lawyers(s): Andrew Goodman
Arbitrator(s): Donald J. Rasweiler, Burton M. Fendelman, Carole R. Bernstein
Hearing Site: New York, NY
| | |
| 08-00245 | 03/26/2009 | Claimant(s): Trinity Bui
Claimant Lawyers(s): Nelson M. Zern
Respondent(s): D. Weckstein & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Robert Czik, Andrew J. Gerber, Vincent Cannaliato
Hearing Site: New York, NY
|  | $0 |
| 08-01286 | 03/25/2009 | Claimant(s): Michael Pickholz
Claimant Lawyers(s): Robert Heim
Respondent(s): ThinkEquity Partners LLC
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Robert Pincus, Marilyn J. Salzman, J. Julie Jason
Hearing Site: New York, NY
| | |
| 08-01679 | 03/24/2009 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): John O. Lukanski
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Michael E. Curan, Donald Ferguson, Joshua Mark Zucker
Hearing Site: New York, NY
| | |
| 08-01556 | 03/24/2009 | Claimant(s): Robert Goldfine
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): J. Martin McDonough
Hearing Site: New York, NY
| | $213 |
| 07-02064 | 03/23/2009 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Randle B. Carpenter
Respondent(s): Shawn Vincze
Respondent Lawyers(s): Shawn Vincze
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | |
| 08-03126 | 03/23/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachael Carp
Respondent(s): Michael Cox
Respondent Lawyers(s): Michael D. Cox
Arbitrator(s): Lowell D. Johnston
Hearing Site: New York, NY
| | |
| 08-03632 | 03/23/2009 | Claimant(s): Xian Jun Yang
Claimant Lawyers(s): Xian Jun Yang
Respondent(s): Westrock Advisors.
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
| | $1,772 |
| 05-03716 | 03/20/2009 | Claimant(s): Kirlin Securities.
Claimant Lawyers(s): Isaac M. Zucker
Respondent(s): Anthony Kirincic, David Lindner, Edward Deicke, Edward Wells, Frank Nargentino, Marcello Lattuca, Matthew Senicola, GunnAllen Financial
Respondent Lawyers(s): Isaac M. Zucker, Jay Israel, Michael Gilmore
Arbitrator(s): Philip M. Mandel, Krishna M. Vempaty, William G. Binckes
Hearing Site: New York, NY
| | |
| 08-02938 | 03/20/2009 | Claimant(s): Pointe Capital.
Claimant Lawyers(s): Daniel R Levene
Respondent(s): Nicolas Arango
Respondent Lawyers(s): Nicolas Esteban Arango
Arbitrator(s): J. Julie Jason
Hearing Site: New York, NY
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