| 09-04597 | 02/24/2010 | Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Jonathan A. Kurta
Respondent(s): Chris Wiseman
Respondent Lawyers(s): Chris Michael Wiseman
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
| | |
| 09-04105 | 02/24/2010 | Claimant(s): Jay Lombard
Claimant Lawyers(s): Jay Lombard
Respondent(s): GunnAllen Financial
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
|  | $0 |
| 09-02848 | 02/18/2010 | Claimant(s): William Ortner
Claimant Lawyers(s): Jonathan S. Shapiro
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Michael G. Shannon, Linda R. Alpert, Kinchen C. Bizzell
Hearing Site: New York, NY
| | |
| 08-00405 | 02/18/2010 | Claimant(s): David Dateshidze, Irakli Gionti
Claimant Lawyers(s): Arnold I. Kalman
Respondent(s): RBC Dain Rauscher.
Respondent Lawyers(s): Brian F. Amery
Arbitrator(s): Barry A. Mahler, Clarence Smith, Paul R. Walsh
Hearing Site: New York, NY
| | $1,065,600 |
| 08-04000 | 02/17/2010 | Claimant(s): Jerome Jamtel
Claimant Lawyers(s): Andrew J. Melnick
Respondent(s): Calyon Securities (USA) Inc.
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Edward G. Toptani, Carole L. Green, Judith P. Brooks
Hearing Site: New York, NY
| | |
| 09-02865 | 02/17/2010 | Claimant(s): Wernert Associates., Wernert Construction Management LLC
Claimant Lawyers(s): John B. Conway
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
| | $68,828 |
| 09-04795 | 02/12/2010 | Claimant(s): World Trade Financial Corporation
Claimant Lawyers(s): Scott Lawler
Respondent(s): Eugene Austin, Wonderland Capital Corp.
Respondent Lawyers(s): Eugene W. Austin
Arbitrator(s): Elliot Berman
Hearing Site: New York, NY
| | $0 |
| 09-04892 | 02/11/2010 | Claimant(s): Xiqiang Li
Claimant Lawyers(s): Angelo D. Tartaro
Respondent(s): Pali Capital.
Respondent Lawyers(s): Mitchell Baruchowitz
Arbitrator(s): Martin Mushkin
Hearing Site: New York, NY
| | |
| 09-02568 | 02/09/2010 | Claimant(s): Jatin Suryawanshi, Partha Sarkar, Sanjay Girdhar
Claimant Lawyers(s): Lance J. Gotko
Respondent(s): UBS Securities LLC, UBS AG
Respondent Lawyers(s): Claire L. Huene
Arbitrator(s): Vicki Z. Holleman, Dorothy E. Morris, Gerald Guttman
Hearing Site: New York, NY
| | |
| 09-03520 | 02/09/2010 | Claimant(s): Jill Clark
Claimant Lawyers(s): Jill Eileen Clark
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Romaine L. Gardner
Hearing Site: New York, NY
| | |
