| 09-06874 | 05/03/2011 | Claimant(s): Sakurako Sugihara
Claimant Lawyers(s): Romaine Gardner
Respondent(s): Machiko Okamoto
Respondent Lawyers(s): Steven Martin
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
|  | $8,000 |
| 09-06450 | 05/02/2011 | Claimant(s): Joseph Lobaito
Claimant Lawyers(s): Joseph Alfred Lobaito
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Heidi L. Swartz
Arbitrator(s): Martin Jay Siegel, Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 10-01473 | 04/27/2011 | Claimant(s): Adeyinka Adedeji
Claimant Lawyers(s): Adeyinka Adedeji
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Aimee E. Bierman
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
| | $0 |
| 10-01263 | 04/26/2011 | Claimant(s): William Scholander, William Scholander LLC
Claimant Lawyers(s): William John Scholander
Respondent(s): Edward Mostafa, Joseph Oleske, Silva Velez, Timal Robinson, Seaboard Securities.
Respondent Lawyers(s): Alexander S. Velez, Anthony J. Digiovanni, Isaac M. Zucker, Timal Neville Robinson
Arbitrator(s): Saverio J. Cina, Robert S. Getman, Richard D. Levin
Hearing Site: New York, NY
| | |
| 08-02908 | 04/21/2011 | Claimant(s): Advanced Delivery & Chemical Systems Hol
Claimant Lawyers(s): Joseph J. Sullivan
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): George Sommerfeld, David S. Paul, Herbert N. Fishman
Hearing Site: New York, NY
| | $0 |
| 10-00977 | 04/20/2011 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Rachael Rothman, Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Laura E. Krabill
Arbitrator(s): David N. Brainin, Judith Fields Jurney, Judith C. Greene
Hearing Site: New York, NY
| | |
| 10-04651 | 04/20/2011 | Claimant(s): Michael Katz
Claimant Lawyers(s): Michael Jordan Katz
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Judith Levin
Hearing Site: New York, NY
| | |
| 10-01767 | 04/20/2011 | Claimant(s): Mouna Hashem
Claimant Lawyers(s): Cynthia Rollings
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Scott A. Miniter
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
| | $0 |
| 10-04311 | 04/19/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Joseph Morrissey
Respondent Lawyers(s): Joseph Thomas Morrissey
Arbitrator(s): Howard S. Quinn
Hearing Site: New York, NY
| | |
| 10-04969 | 04/19/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Jessica Winczner
Respondent Lawyers(s): Jessica T. Winczner
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
| | |
