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FINRA Awards for Heidi L. Swartz

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0645005/02/2011Claimant(s): Joseph Lobaito
Claimant Lawyers(s): Joseph Alfred Lobaito
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Heidi L. Swartz
Arbitrator(s): Martin Jay Siegel, Annamaria Boccia Smith
Hearing Site: New York, NY

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