| 12-03685 | 05/22/2013 | Claimant(s): Robert Ceresa
Claimant Lawyers(s): Aaron Taishoff
Respondent(s): Blaylock Robert Van
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Pamela H. Roderick
Hearing Site: New York, NY
| | $0 |
| 11-03985 | 05/21/2013 | Claimant(s): Robert Ceresa
Claimant Lawyers(s): David S. Richan
Respondent(s): Calvin Grigsby, Jerry Liang, Grigsby & Associates.
Respondent Lawyers(s): Regina L. Darby
Arbitrator(s): Anne Wickham Boyle, Sam Antar, Jerome M Shafer
Hearing Site: New York, NY
| | $0 |
| 11-02062 | 05/20/2013 | Claimant(s): Presbytery of New York City.
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Charles Helme, Matrix Capital Group., Pinnacle Associates Ltd
Respondent Lawyers(s): Brian A. Carlis, Howard B. Sirota
Arbitrator(s): Robert J. Kheel, Dennis M. Pape, Annamaria Boccia Smith
Hearing Site: New York, NY
|  | $0 |
| 12-01803 | 05/17/2013 | Claimant(s): Douglas Cornett
Claimant Lawyers(s): Jonathan Sack
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Sam Antar, Betty Chen, John K. Evans
Hearing Site: New York, NY
| | $0 |
| 11-04486 | 05/15/2013 | Claimant(s): Marla Behrman
Claimant Lawyers(s): Eric J. Brenner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Grayson
Respondent Lawyers(s): Brian J. Ellis, Jay W. Freiberg
Arbitrator(s): Keely D. Parr, Thomas E. Mehrtens, Morton L. Gitter
Hearing Site: New York, NY
| | $0 |
| 12-01915 | 05/15/2013 | Claimant(s): Bart Rogers, John Clark, John Rogers, Krista Clark, Marcy Rogers, Marianne Drozak
Claimant Lawyers(s): Edward J. Boyle
Respondent(s): Seaport Securities Corp.
Respondent Lawyers(s): Thomas J. McCabe
Arbitrator(s): Daniel J. McCarthy, William E. Goydan, Bernard M. Levine
Hearing Site: New York, NY
| | $0 |
| 09-05355 | 05/14/2013 | Claimant(s): Claire Gruppo, Hugh Levey, Gruppo, Levey & Co.
Claimant Lawyers(s): Lawrence Hirsh
Respondent(s): Marino Marin
Respondent Lawyers(s): Eric R. Stern
Arbitrator(s): Fred Shinagel, Richard B. Dannenberg, Andrew J. Gerber
Hearing Site: New York, NY
| | $0 |
| 12-01188 | 05/14/2013 | Claimant(s): AXA Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Yaakov Aspir
Respondent Lawyers(s): Yaakov Eliyahu Aspir
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
| | $0 |
| 12-01511 | 05/14/2013 | Claimant(s): Carrie Meyers, Joseph Meyers
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Linda Ashley, Howard A. Litvack, Louis P. Wagman
Hearing Site: New York, NY
| | $0 |
| 11-03097 | 05/14/2013 | Claimant(s): Garret Wyckoff IRA, Garret Wyckoff and Judy Wyckoff JTTen
Claimant Lawyers(s): Howard W. Hirschhorn
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Ilyse Roberta Levison, Morton S. Bunis, Edward W. Morris
Hearing Site: New York, NY
| | $0 |
