| 13-00540 | 08/13/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney M. Rogers Reid
Respondent(s): Steven Pagartanis
Respondent Lawyers(s): Steven Pagartanis
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | $0 |
| 12-00260 | 08/08/2013 | Claimant(s): James Nangle
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): SG Americas Securities, Societe Generale
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Martin Jay Siegel, David Finnegan, Peter McClellan Wright
Hearing Site: New York, NY
| | $0 |
| 12-01205 | 08/08/2013 | Claimant(s): Saratoga Capital Markets
Claimant Lawyers(s): Kevin Tingley
Respondent(s): J.P. Morgan Clearing Corp.
Respondent Lawyers(s): Lauren Fox
Arbitrator(s): Farrell C. Glasser, Susan E. Harkins, Sally Jane Sancimino
Hearing Site: New York, NY
| | $0 |
| 13-01036 | 08/08/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Gerald T. Rohrer
Respondent(s): Brendon Lyden
Respondent Lawyers(s): Brendon Lyden
Arbitrator(s): Robert G. O'Brien
Hearing Site: New York, NY
| | $0 |
| 12-03512 | 08/07/2013 | Claimant(s): Hari Polavarapu
Claimant Lawyers(s): Hari Chandra Polavarapu
Respondent(s): Auriga USA
Respondent Lawyers(s): Richard W. Chun
Arbitrator(s): Barbara J. Glenns, Theresa R. Joyner, Linda Ashley
Hearing Site: New York, NY
| | $0 |
| 12-00156 | 08/07/2013 | Claimant(s): Charles Roberts, Frank Rodriguez, Renee Swanston, Vera Jacobs, Joanne and Nichole Jelenek, Joseph and Sonia Fajar, Steven and Renee Parker
Claimant Lawyers(s): Adam Gana
Respondent(s): Robert Van Zandt
Respondent Lawyers(s): Robert Henry Van Zandt
Arbitrator(s): Harold Webb
Hearing Site: New York, NY
|  | $2,827,540 |
| 12-01577 | 08/06/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Darwin Campoverde
Respondent Lawyers(s): Darwin Douglas Campoverde
Arbitrator(s): Charles Kleinbaum
Hearing Site: New York, NY
| | $0 |
| 12-02119 | 08/06/2013 | Claimant(s): Richard Lumelleau
Claimant Lawyers(s): John D. Singer
Respondent(s): Rencap Securities.
Respondent Lawyers(s): Brian L. Friedman
Arbitrator(s): Mitchell S. Friedman, Joseph A. Forgione, W. Alexander Melbardis
Hearing Site: New York, NY
| | $0 |
| 12-04158 | 07/31/2013 | Claimant(s): Daniel Sciarra
Claimant Lawyers(s): Daniel T. Sciarra
Respondent(s): Amit Chopra, Gary Goldberg & Co..
Respondent Lawyers(s): Thomas Cattani
Arbitrator(s): Romaine L. Gardner
Hearing Site: New York, NY
| | $0 |
| 11-04112 | 07/30/2013 | Claimant(s): Orin Wexler
Claimant Lawyers(s): David Hirschberg
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Patrick W. Shea
Arbitrator(s): Anthony Marchese, Harold I. Geringer, Brian Lawrence Berlandi
Hearing Site: New York, NY
| | $0 |
