| 23-02219 | 03/06/2024 | Claimant(s): Viktoria Zhilkina
Claimant Lawyers(s): Viktoria Zhilkina
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Terrance J. Nolan
Hearing Site: New York, NY
|  | $1,500 |
| 23-02340 | 03/04/2024 | Claimant(s): Roxann Romano
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 23-00725 | 03/04/2024 | Claimant(s): Daniel Soe
Claimant Lawyers(s): Craig A. Riha
Respondent(s): First Republic Group
Respondent Lawyers(s): Edward Sampson
Arbitrator(s): Richard W. Vallario, Benjamin Steinberg, Glenn Ravenell
Hearing Site: New York, NY
| | |
| 23-03026 | 02/29/2024 | Claimant(s): Adam Epstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J Gworek
Arbitrator(s): Susan Manca
Hearing Site: New York, NY
| | |
| 21-02848 | 02/29/2024 | Claimant(s): IsZo Capital LP, IsZo Capital Management LP
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Barsam Lakani, Christopher Bianchi, Jennifer Kane, John Laub, Lauri Scoran, Michael Sharp, Richard Handler, Stephen Augustin, Jefferies LLC
Respondent Lawyers(s): Nicholas P. Crowell
Arbitrator(s): Howard Alan Grinsberg, Elliot Schnapp, Diane S Steiner
Hearing Site: New York, NY
| | $0 |
| 23-01210 | 02/27/2024 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Glen Silverstein
Respondent(s): Irina Elsarky, Mohamed Elsarky
Respondent Lawyers(s): Irina Elsarky, Mohamed Elsarky
Arbitrator(s): Sandra J. Mullings, Thomas M. Madden, Thomas Patrick Moynihan
Hearing Site: New York, NY
| | $0 |
| 23-02564 | 02/23/2024 | Claimant(s): Evan Savarick
Claimant Lawyers(s): Robert Moses
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brandy Fernandez
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 23-01355 | 02/23/2024 | Claimant(s): Rabbi Benjamin Blech and Elaine Blech
Claimant Lawyers(s): Michael F. Bachner
Respondent(s): Gilder Gagnon Howe & Co. LLC
Respondent Lawyers(s): Christopher J. Bouchoux
Arbitrator(s): Nancy Kramer, Donald Nevin Gershuny, Ruth G. Kurtz
Hearing Site: New York, NY
| | Expungement |
| 23-01072 | 02/21/2024 | Claimant(s): Keith Medeck
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Millennium Securities Corp.
Respondent Lawyers(s): Consuelo Moretto
Arbitrator(s): Jay F. Frascella, Gerald M. Levine, Melinda George-Bristol
Hearing Site: New York, NY
| | |
| 21-00336 | 02/20/2024 | Claimant(s): Edward Winston
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mark T. Drooks
Arbitrator(s): Vicki Z. Holleman, Susan C Lushing, Jeffrey Alan Helewitz
Hearing Site: New York, NY
| | $0 |
