| 15-00484 | 05/15/2019 | Claimant(s): John Kenyon
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anthony Sercia, Jason Klabal, Mario Sclafani, Michael Androulakis, Legend Securities.
Respondent Lawyers(s): Anthony Frank Sercia, Jason Harris Klabal, Mario Charles Sclafani, Salvatore Caruso, Scott Holcomb
Arbitrator(s): Sidney N. Weiss, Michele S. Riley, Ronald Jay Horowitz
Hearing Site: New York, NY
|  | Expungement |
| 18-00028 | 05/14/2019 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Dan Brecher
Hearing Site: New York, NY
| | |
| 18-00045 | 05/14/2019 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Dan Brecher
Hearing Site: New York, NY
| | |
| 18-00132 | 05/14/2019 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
| | |
| 18-00300 | 05/14/2019 | Claimant(s): March Scudillo
Claimant Lawyers(s): Michael Bessette
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 18-00335 | 05/14/2019 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Eric Litow
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Ronald Harris Kisner
Hearing Site: New York, NY
| | |
| 18-03264 | 05/14/2019 | Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily A. Hayes, Michael Clements
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
| | |
| 17-03462 | 05/13/2019 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America., 1St Global Capital Corp.
Respondent Lawyers(s): Christina M. Heller, Judith A. Knudsen
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | |
| 18-02902 | 05/13/2019 | Claimant(s): Scott Shames
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, EKN Financial Services Inc.
Respondent Lawyers(s): Emily A. Hayes, Thomas Michael Giugliano
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
| | |
| 15-03492 | 05/13/2019 | Claimant(s): Dolores Soccodato
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): Mark Ketner, Maxim Group LLC
Respondent Lawyers(s): Ian H. Hummel
Arbitrator(s): Julian F. Santos, Alice E. Winkler, Susan Manca
Hearing Site: New York, NY
| | $226,356 |
