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FINRA Awards for New York, NY

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Displaying 1,081-1,090 out of 3,546 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0424607/08/2019Claimant(s): Stephanie Stiefel, Neuberger Berman BD LLC
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Paulette Mintz, The Ginger Trust
Respondent Lawyers(s): Kearey Wan
Arbitrator(s): David S. Billet, Linda Yarden, Wayne I. Harris
Hearing Site: New York, NY
Checkmark IconExpungement
17-0165407/08/2019Claimant(s): Maria DeGennaro
Claimant Lawyers(s): Kristen N. Sinnott
Respondent(s): Brian Vail
Respondent Lawyers(s): Steven E. Losquadro
Arbitrator(s): Ellyn S. Roth, Mariane A. Liebowitz, John D. Nagy
Hearing Site: New York, NY
19-0052507/08/2019Claimant(s): Jadina Lilien
Claimant Lawyers(s): Jadina Lilien
Respondent(s): Mark Kolta
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
Checkmark Icon$0
17-0319007/03/2019Claimant(s): Sanjay Rajwani
Claimant Lawyers(s): Neal Brickman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Elizabeth Gilbert, Leslie Ruth Nydick, Michael Davies
Hearing Site: New York, NY
18-0232107/03/2019Claimant(s): Vinh Thai
Claimant Lawyers(s): David E. Robbins
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Helm Wright
Arbitrator(s): Ted M. Rosen, Gregory J. Getz, Paul C. Tang
Hearing Site: New York, NY
Checkmark Icon$1,125
18-0435607/01/2019Claimant(s): Jeffrey Damasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Quick & Reilly.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
18-0241706/27/2019Claimant(s): Jose Barrionuevo
Claimant Lawyers(s): Jose Maria Barrionuevo
Respondent(s): Javier De Frutos, Steven Thornton
Respondent Lawyers(s): Ted Poretz
Arbitrator(s): Larry A. Kimmel, Dora M. Lassinger, Madelon M. Rosenfeld
Hearing Site: New York, NY
18-0411706/27/2019Claimant(s): Robert Greenwell
Claimant Lawyers(s): Robert S. Greenwell
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
Checkmark Icon$15,806
18-0135306/26/2019Claimant(s): Janet Zagaro
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Steven Pagartanis
Respondent Lawyers(s): Steven Pagartanis
Arbitrator(s): David S. Billet, Julian F. Santos, Bernard Lieberman
Hearing Site: New York, NY
Checkmark Icon$1,462,000
18-0442806/24/2019Claimant(s): Rocco Guidicipietro
Claimant Lawyers(s): Scott Holcomb
Respondent(s): John Maring, Laura Maring
Respondent Lawyers(s): John Maring
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
Checkmark IconExpungement

3,546 Results

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