Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00879 | 12/13/2019 | Claimant(s): Jay Shah Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-00942 | 12/13/2019 | Claimant(s): Adam Stevko Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert J. Kheel Hearing Site: New York, NY | ||
| 16-01714 | 12/09/2019 | Claimant(s): Claude Asiane Claimant Lawyers(s): Claude Asiane Respondent(s): Michael Rapley, Andrew Garrett Inc. Respondent Lawyers(s): Barry Bordetsky Arbitrator(s): Ann C. Northern, James M. Rhodes, Katherine Cooper Hearing Site: New York, NY |  | Dismissed |
| 19-01408 | 12/05/2019 | Claimant(s): Joseph Cordi Claimant Lawyers(s): Irwin Weltz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Tony Naccarelli Arbitrator(s): Mary Lou McGanney Hearing Site: New York, NY | ||
| 19-01332 | 12/04/2019 | Claimant(s): Michael Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Columbus Advisory Group, Ltd. Respondent Lawyers(s): Michael McNulty Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 19-00901 | 11/27/2019 | Claimant(s): Matthew Leone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 18-02042 | 11/26/2019 | Claimant(s): Vikash Jha, Vikram Ramani Claimant Lawyers(s): Brian Heller Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Alexander J. Kellermann Arbitrator(s): Bryan Lane Berson, Michael Peter Graff, Alan L. Stein Hearing Site: New York, NY | ||
| 19-00227 | 11/26/2019 | Claimant(s): Ethan Ruby Claimant Lawyers(s): Ethan E Ruby Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Helm Wright Arbitrator(s): Anna M. Fanelli, Veera V. Konka, Angela Lourdes Ortiz Hearing Site: New York, NY | | $0 |
| 18-04357 | 11/25/2019 | Claimant(s): Jeffrey Damasco Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 19-01407 | 11/25/2019 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Paul Liebman Respondent Lawyers(s): Paul Gary Liebman Arbitrator(s): Arthur M. Handler Hearing Site: New York, NY |