| 21-02550 | 09/01/2022 | Claimant(s): Drew Springer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, KMS Financial Services.
Respondent Lawyers(s): Gregory M. Curley, Jennifer R. Cox
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
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| 21-03066 | 08/18/2022 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): Roger Bedillion
Respondent Lawyers(s): Michael J. Betts
Arbitrator(s): Barry Goldman, Peter Glasser, Mark A. Sipper
Hearing Site: Pittsburgh, PA
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| 19-02323 | 05/18/2022 | Claimant(s): Elizabeth Kitsis, Richard Kitsis
Claimant Lawyers(s): Sam A. Silverstein
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Howard D. Jacob, Paul C. Tang, Suzanne L. Ulicny
Hearing Site: New York, NY
|  | Expungement |
| 21-01898 | 03/17/2022 | Claimant(s): William Crull
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., FSC Securities Corporation, UBS Financial Services Inc.
Respondent Lawyers(s): Andrew R. Park, Gregory Curley, John Murphy
Arbitrator(s): Brian James Tagtmeier
Hearing Site: New Orleans, LA
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| 21-01685 | 01/28/2022 | Claimant(s): Paul Barr
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert J. Scafuri
Hearing Site: Des Moines, IA
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| 21-00711 | 01/14/2022 | Claimant(s): Adam Hill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Columbus, OH
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| 20-04108 | 08/13/2021 | Claimant(s): Samuel Monchik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Wilmington, DE
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| 20-04107 | 08/11/2021 | Claimant(s): Richard Braverman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
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| 20-02256 | 06/24/2021 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Garry T. Stevens
Respondent(s): John Marty
Respondent Lawyers(s): John Eugene Marty
Arbitrator(s): Elmo E. Wedderburn, Mary Margaret Bush, D. Peter Gleichenhaus
Hearing Site: San Francisco, CA
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| 20-02957 | 06/15/2021 | Claimant(s): Ralph Adamo
Claimant Lawyers(s): Frances Menzer
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
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