17-00447 | 11/15/2017 | Claimant(s): Brett Clifford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
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17-00446 | 09/14/2017 | Claimant(s): Theodore Waters Iii Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): William J. Hirsch Hearing Site: Baltimore, MD
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16-01767 | 04/24/2017 | Claimant(s): John Burke Claimant Lawyers(s): Leonard Weintraub Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Richard D. Chusid, Robert E. Anderson, S. Charles Tabak Hearing Site: Newark, NJ
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15-01053 | 06/14/2016 | Claimant(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A. Claimant Lawyers(s): Leonard Weintraub Respondent(s): Jason Meyer, Morgan Stanley, Lori Rabinowitz, Mead Briggs, Michael Pudlak, Michael Reynolds, Steven Christensen Respondent Lawyers(s): Jonathan C. Thau, Thomas J. Momjian Arbitrator(s): Kenneth J. Horowitz, Leo J. Karwejna, Sirena Terr Hearing Site: Newark, NJ
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11-01669 | 01/28/2013 | Claimant(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A. Claimant Lawyers(s): Leonard Weintraub Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sean Gorman, Thomas Lillard Respondent Lawyers(s): Bradley D. Hergott, Simon J Hill Arbitrator(s): Roger B. Johnston, Philip J. Glick, Seymour Andrew Newman Hearing Site: Chicago, IL
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08-04330 | 03/11/2010 | Claimant(s): Henrietta Silverman Claimant Lawyers(s): Jeffrey W. Kleiner Respondent(s): Barry Richter, Stifel, Nicolaus & Co.., Leonard Weintraub, Sheila Richter Respondent Lawyers(s): Joseph F. Generelli, Leonard Weintraub Arbitrator(s): Robert L. Nisely, Charles S. Guggenheimer, Charles L. Henderson Hearing Site: New York, NY
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07-00680 | 12/10/2009 | Claimant(s): Kevin LeBlanc, Robert Berg Claimant Lawyers(s): Jim L. Batson Respondent(s): Wachovia Securities Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Robert L. Nisely, Christine Moore, Keith Eric Bettencourt Hearing Site: New York, NY
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06-00880 | 11/26/2007 | Claimant(s): Jeffrey Carroll, UBS Financial Services Inc., Rebecca Gadus Claimant Lawyers(s): Jin-Ho Chung Respondent(s): Sammy Gordon Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Joann Peters, Bill M. Lamoreaux, Richard A Miller Hearing Site: Dallas, TX
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