Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00605 | 09/11/2019 | Claimant(s): Nicholas Sergio Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 19-01059 | 09/11/2019 | Claimant(s): Paul Mante Claimant Lawyers(s): Alex R. Schmidt Respondent(s): The GMS Group Respondent Lawyers(s): Timothy Donohue Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 18-01175 | 09/09/2019 | Claimant(s): Cary Grill Claimant Lawyers(s): Cary Gill Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Daniel R. Korb Arbitrator(s): Fred S. Pieroni, Robert R. Salman, Sidney Seligman Hearing Site: Newark, NJ |  | Settlement |
| 18-04076 | 08/16/2019 | Claimant(s): Alan Augulis Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): APW Capital. Respondent Lawyers(s): Timothy Liam Smith Arbitrator(s): Denise L. Quarles Hearing Site: Newark, NJ | ||
| 19-00764 | 08/16/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Bruce M. Lewitas Respondent(s): Joseph Smith Respondent Lawyers(s): Joseph Smith Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 19-00002 | 08/15/2019 | Claimant(s): Richard Libretti Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 18-04349 | 08/14/2019 | Claimant(s): Anthony DeGregorio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American Portfolios Financial Services, Respondent Lawyers(s): Frank A. Tauches Arbitrator(s): Michael Fischetti Hearing Site: Newark, NJ | ||
| 19-00791 | 08/13/2019 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): James Shea Respondent Lawyers(s): Paul V. Fernicola Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | ||
| 17-01681 | 08/09/2019 | Claimant(s): The Joseph Conti Revocable Trust Claimant Lawyers(s): Jared A. Levy Respondent(s): Erik Pica, Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Emily Diamond, Veronica Ann Williams, Loretta Yin Hearing Site: Newark, NJ | | $10,000 |
| 19-00726 | 08/08/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Timothy Skinner Respondent Lawyers(s): Timothy Francis Skinner Arbitrator(s): Sam Antar Hearing Site: Newark, NJ |