| 15-01407 | 03/09/2016 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Melissa Curvino
Respondent(s): Lawrence Lowe
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | |
| 15-00878 | 12/24/2015 | Claimant(s): Rockwell Global Capital LLC
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Michael Resciniti
Respondent Lawyers(s): Michael James Resciniti
Arbitrator(s): Jerome H. Levy, Emily Diamond, Anna Lascar
Hearing Site: New York, NY
| | |
| 14-03775 | 12/18/2015 | Claimant(s): William Freas
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Rockwell Global Capital LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Elliot B. Platt, Mark H. Stein, Joseph H. Danziger
Hearing Site: Philadelphia, PA
|  | $35,000 |
| 14-01718 | 08/21/2015 | Claimant(s): George Gartner
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Rockwell Global Capital LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Kevin D. Hofman
Hearing Site: Minneapolis, MN
| | Dismissed by Rule 12206 |
| 13-00555 | 04/24/2015 | Claimant(s): John Reichenbach
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Patrick Teutonico, Philip Dina, Qi Huang, Stephen Grivas, Upinder Sharma, Obsidian Capital Holdings, Obsidian Financial Group
Respondent Lawyers(s): Company President, Kevin Sharma, Philip A. Dina, Qi Huang, Robert M. Bursky, Stephen Grivas, Upinder "Kevin" Sharma
Arbitrator(s): Robert J. Scafuri, Barry Goldman, John P. Gouttiere
Hearing Site: Detroit, MI
| | $0 |
| 13-03537 | 04/10/2015 | Claimant(s): Zachary Bader
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Brent Porges, Craig Taddonio, Craig Scott Capital
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Howard J. Stiefel, C. Kenneth Yoblon, Denise L. Quarles
Hearing Site: New York, NY
| | |
| 14-01923 | 04/08/2015 | Claimant(s): Kenneth S. Aitken Jr., Natalie Aitken
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Anthony Salamone, Bruce Guarino, Glen Stifelman, Kenneth Severinsen, Kevin Sheehan, Rockwell Global Capital LLC
Respondent Lawyers(s): Anthony Patrick Salamone, Francis M. Curran, Kenneth Lee Severinsen, Robert M. Bursky
Arbitrator(s): Robert N. Leitch
Hearing Site: Atlanta, GA
| | $26,384 |
| 14-00243 | 04/01/2015 | Claimant(s): Lisa Pavlakis
Claimant Lawyers(s): Richard C. Schoenstein
Respondent(s): George Morris, Blackwall Capital Markets.
Respondent Lawyers(s): George Morris, Robert M. Bursky
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | $107,576 |
| 13-00293 | 11/26/2014 | Claimant(s): Fredrick Griffin
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Rockwell Global Capital LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): William S. Glickfield, William H. Fleece, Arthur J. Zelenak
Hearing Site: Tampa, FL
| | $306,132 |
| 13-03098 | 06/06/2014 | Claimant(s): J.D. Nicholas & Associates.
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Michael Regina, Patrick Teutonico
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
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