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FINRA Awards for John F. Burns

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Displaying 11-20 out of 29 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0261306/18/2018Claimant(s): Alice Irwin, Charles Irwin
Claimant Lawyers(s): Alice Louise Irwin, Charles Dail Irwin
Respondent(s): Cambridge Investment Research., Denver Nelson
Respondent Lawyers(s): Andrew J. Dorman, Gary Saretsky
Arbitrator(s): John F. Burns, Lynn Hirschfeld Brahin, Christy K. Radigan
Hearing Site: Columbus, OH
Checkmark IconDismissed by Rule 12206
16-0367503/29/2018Claimant(s): Stephen Nichols
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Michael Pastore
Arbitrator(s): John F. Burns, Mark A. Cleland, Lee Hornberger
Hearing Site: Detroit, MI
17-0233103/29/2018Claimant(s): Charles Zhang
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. Burns, Patrick R. Sughroue, Stephen D. Arkwright
Hearing Site: Detroit, MI
17-0097011/28/2017Claimant(s): Curtis Whipple
Claimant Lawyers(s): David M. Saperstein
Respondent(s): Kalos Capital.
Respondent Lawyers(s): John Williams
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
15-0212711/03/2017Claimant(s): Hantz Financial Services.
Claimant Lawyers(s): David J. Shea
Respondent(s): Mark Corbin, Raymond, James & Associates.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Edward M. Olson, John F. Burns, Jonathan Edward Maire
Hearing Site: Detroit, MI
16-0060004/28/2017Claimant(s): Randall Fath
Claimant Lawyers(s): Randall E. Fath
Respondent(s): OneAmerica Securities.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John F. Burns, Gerald W. Hepp, Peter Brooker
Hearing Site: Cincinnati, OH
15-0278901/13/2017Claimant(s): Jane Baum, Larry Baum
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Hantz Financial Services.
Respondent Lawyers(s): David Shea
Arbitrator(s): Jeffry M. Bauer, John F. Burns, Seth H. Barsky
Hearing Site: Detroit, MI
Checkmark Icon$86,425
14-0119004/14/2016Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John Marsh
Respondent(s): Sadeer Jamil
Respondent Lawyers(s): John A. Hubbard
Arbitrator(s): John F. Burns, Barbara A. Johannessen, Eugene Halsey Bosart
Hearing Site: Detroit, MI
15-0235401/22/2016Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Karrie Parrett
Respondent Lawyers(s): Karrie Renee Parrett
Arbitrator(s): John F. Burns
Hearing Site: Cincinnati, OH
13-0006103/30/2015Claimant(s): Louis Helder
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Charles Anderson, Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): John F. Burns, James L. Karpen, Richard Edward Rassel
Hearing Site: Detroit, MI
Checkmark IconExpungement

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