| 23-00261 | 06/23/2023 | Claimant(s): Jinsong You
Claimant Lawyers(s): Jinsong You
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kara Moore
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
|  | $0 |
| 23-00262 | 06/09/2023 | Claimant(s): Jinsong You
Claimant Lawyers(s): Jinsong You
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Travis L. Salmon
Arbitrator(s): Paul Lansing
Hearing Site: St. Louis, MO
| | $600 |
| 22-01569 | 06/08/2023 | Claimant(s): Mamadi Kourouma
Claimant Lawyers(s): Mamadi Kourouma
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): John R. Michael, Frederick Ramos, Robert S Hendricks
Hearing Site: Louisville, KY
| | $0 |
| 21-00819 | 05/12/2023 | Claimant(s): Rotem Perelmuter
Claimant Lawyers(s): Geoffrey T. Macbride
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Jeffrey M. Allen, Dorian Antoine Peters, Nancy Lynne Williamson
Hearing Site: San Francisco, CA
| | $3,976,050 |
| 22-00164 | 05/05/2023 | Claimant(s): Steven Kurzet
Claimant Lawyers(s): Scott A. Shanes
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Joseph Winter, Jay H. Feldstein, Richard Kent Mahrle
Hearing Site: Las Vegas, NV
| | $0 |
| 21-02621 | 05/03/2023 | Claimant(s): Richard Westfall
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Lynne M. Gomez
Hearing Site: Oklahoma City, OK
| | Expungement |
| 21-03031 | 04/19/2023 | Claimant(s): Meredith Campbell
Claimant Lawyers(s): Michael Bessette
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Jeffrey Richard Chiappetta, Julie Marie Miller, Albert Bates Wenzell
Hearing Site: Dallas, TX
| | |
| 22-02830 | 03/24/2023 | Claimant(s): James Holman
Claimant Lawyers(s): James P. Holman
Respondent(s): Fidelity Brokerage Services LLC, Ryan Furuta
Respondent Lawyers(s): Shawn J. Gebhardt
Arbitrator(s): M. Melvin Shralow
Hearing Site: Wilmington, DE
| | $300 |
| 19-02624 | 03/09/2023 | Claimant(s): Forrest Sweat, Susan Sweat, Forrest W. Sweat Jr SEP-IRA, Forrest W. Sweat Jr. Roth IRA, Forrest w. Sweat, Jr. Traditional IRA, Susan D Sweat Roth IRA, Susan D. Sweat Traditional IRA, Susan/Forrrest Sweat JROS WOD
Claimant Lawyers(s): Charles M Dalziel
Respondent(s): Anthony Mesquit, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Michael J. Ahlstrom, J.G. Long, William L. Rittenberg
Hearing Site: Atlanta, GA
| | $0 |
| 22-00972 | 03/03/2023 | Claimant(s): Michelle Mills
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie S. Blickenstaff
Arbitrator(s): Frances Johnson Wright
Hearing Site: Denver, CO
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