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FINRA Awards for Fidelity Brokerage Services LLC

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Displaying 11-20 out of 322 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0365505/13/2024Claimant(s): Valery Dunayevsky
Claimant Lawyers(s): Valery Dunayevsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kevin Blume
Arbitrator(s): Peter E. Gillespie
Hearing Site: New York, NY
Checkmark Icon$300
22-0156805/06/2024Claimant(s): Marc Cedarleaf, Patricia Cedarleaf
Claimant Lawyers(s): Matt Williams
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert H. Putnam, Dana R. Krajack, William Finley Hamel
Hearing Site: Columbia, SC
Checkmark Icon$125,400
22-0184804/25/2024Claimant(s): X
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Edward A. Trabin, Isaac K. Tasinga, Gecole L. Harley
Hearing Site: Los Angeles, CA
Checkmark Icon$0
23-0039504/08/2024Claimant(s): Ve Ngo
Claimant Lawyers(s): Emahn Counts
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Steven Gourley
Hearing Site: Los Angeles, CA
Checkmark Icon$134,751
23-0327803/26/2024Claimant(s): Marianne Kuhlow
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Alexander Hall, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s):
Hearing Site: Cleveland, OH
Checkmark Icon$600
21-0285203/14/2024Claimant(s): Anthony DiDonna
Claimant Lawyers(s): Anthony Vincent DiDonna
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Linda Yarden, Keely D. Parr, Nancy Marie Thevenin
Hearing Site: New York, NY
Checkmark Icon$0
23-0199503/08/2024Claimant(s): Sameer Baig
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Carole Miller
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Charlotte, NC
22-0179503/06/2024Claimant(s): Anne Blazey
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Christopher J. Klein, Lisa J. Cappalli, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
Checkmark IconExpungement
23-0224202/12/2024Claimant(s): Jonathan Socha
Claimant Lawyers(s): Jonathan Socha
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca Swenson
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Denver, CO
Checkmark Icon$0
22-0257702/05/2024Claimant(s): Christopher Albonetti
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN

322 Results

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