23-03068 | 10/08/2024 | Claimant(s): Michael Loren Koehler IRA 401K Plan Claimant Lawyers(s): Roberta Ann Koehler Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Erin Sinclair Arbitrator(s): Douglas J. Nesbit, Phyllis Karasov, William M. Azkoul Hearing Site: Minneapolis, MN
| | $300 |
23-03453 | 09/11/2024 | Claimant(s): Lou Varanese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA
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23-03514 | 09/05/2024 | Claimant(s): Erik Snyder, Richard Hargis Claimant Lawyers(s): Joel M. Everest Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Diane Ciccone, Carol H. Gold, Joseph J. Dougherty Hearing Site: Philadelphia, PA
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23-01087 | 08/27/2024 | Claimant(s): Scott Berenson Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Sara Soto Arbitrator(s): Nancy J. Cliff, Richard Kuper, Nancy Rosenbaum Kessler Hearing Site: Boca Raton, FL
| | Expungement |
23-01524 | 08/13/2024 | Claimant(s): David Pfanner Claimant Lawyers(s): David Pfanner Respondent(s): Katie Secker, Fidelity Brokerage Services LLC Respondent Lawyers(s): Shawn J. Gebhardt Arbitrator(s): Robert J. Scafuri Hearing Site: Cleveland, OH
| | $0 |
23-01451 | 08/13/2024 | Claimant(s): Cody Taymore Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Robert J. Scafuri, Stephen D. Arkwright, Lynn Hirschfeld Brahin Hearing Site: Detroit, MI
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23-01596 | 07/19/2024 | Claimant(s): Nathan Torgerson Claimant Lawyers(s): Christopher H Tovar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Carole G. Miller Arbitrator(s): Renee Bryna Gerstman Hearing Site: Salt Lake City, UT
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23-01122 | 06/07/2024 | Claimant(s): William Straub Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Thomas W. Allen Hearing Site: Dallas, TX
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23-02877 | 05/23/2024 | Claimant(s): Mitchell Kramer Claimant Lawyers(s): William Preston Martin Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Efrat Cohen Arbitrator(s): Mauricio Arcadier Hearing Site: Columbia, SC
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23-01074 | 05/23/2024 | Claimant(s): Kay Klein, Roy Klein Claimant Lawyers(s): Christopher Lufrano Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca Swenson Arbitrator(s): Sal Presti, Gregory G. Gocek, Debra J. Tucker Hearing Site: Chicago, IL
| | Expungement |