Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00180 | 03/22/2022 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris Freedman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jeffrey A. Sturgeon Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 21-01149 | 12/01/2021 | Claimant(s): Breton Williams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Maya Steinitz Hearing Site: Chicago, IL | ||
| 20-00680 | 09/28/2021 | Claimant(s): Thomas Howes Claimant Lawyers(s): Thomas Howes Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jeffery A. Sturgeon Arbitrator(s): David Paul Clark, Peter J. Pokorny, Thomas Nicastro Hearing Site: Washington, DC | ||
| 20-02940 | 04/23/2021 | Claimant(s): Michael Gisonda Claimant Lawyers(s): Harris Freedman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Gloria O. North Hearing Site: Boca Raton, FL | ||
| 20-03178 | 04/21/2021 | Claimant(s): Todd Anderson Claimant Lawyers(s): Ross J. Kartez Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Timothy J. Kroll Hearing Site: Phoenix, AZ | ||
| 20-03077 | 03/26/2021 | Claimant(s): William Ho Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): John F. Burns Hearing Site: Columbus, OH | ||
| 20-02861 | 03/04/2021 | Claimant(s): Brian Peardon Claimant Lawyers(s): Kurt Zimmerman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA | ||
| 20-03273 | 02/26/2021 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company Claimant Lawyers(s): Richard F. Lubarsky Respondent(s): Gina Adly Respondent Lawyers(s): Gina Adly Arbitrator(s): John Richard Lynch Hearing Site: Boca Raton, FL | ||
| 20-01820 | 01/29/2021 | Claimant(s): Douglas Padden Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 20-02595 | 01/26/2021 | Claimant(s): Jeffery Still Claimant Lawyers(s): Brian J. Palmeri Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Robert Titus Hearing Site: Hartford, CT |