| 12-02226 | 04/02/2014 | Claimant(s): Keith Lopez
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): David Hanna, David Unsworth, Jamal Sampson, Legend Merchant Group.
Respondent Lawyers(s): David G. Hanna, Jamal Hiram Sampson, Timothy Feil
Arbitrator(s): John S. Burke, Darlene L. Redmond, Olusola Olayinka Oyeyemi
Hearing Site: Chicago, IL
|  | Expungement |
| 13-00771 | 03/27/2014 | Claimant(s): Todd Tuls
Claimant Lawyers(s): Timothy Feil
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Company President
Arbitrator(s): George A. Abbott, James Edward Nash, Linda Ann Mares
Hearing Site: Omaha, NE
| | Stipulated Award |
| 12-03062 | 03/17/2014 | Claimant(s): Concetta Cafici, Vincent Cafici
Claimant Lawyers(s): Timothy Feil
Respondent(s): Francis Lorenzo
Respondent Lawyers(s): Ross D. Carmel
Arbitrator(s): Sandra Gale Behrle, David A. Schwarz, Ira M. Ross
Hearing Site: New York, NY
| | $0 |
| 13-01948 | 03/13/2014 | Claimant(s): Concetta Cafici, Vincent Cafici
Claimant Lawyers(s): Timothy Feil
Respondent(s): Anthony Salino, Lynn Schultz, Mercer Capital LTD
Respondent Lawyers(s): Anthony John Salino, Anthony Salino, Lynn Gordon Schultz
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | $735,000 |
| 10-05590 | 02/04/2014 | Claimant(s): Janette Athanassious, Nabil Athanassious
Claimant Lawyers(s): Eric Benink
Respondent(s): Marc Blot, Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman, Timothy Feil
Arbitrator(s): Reed H. Bement, Urs Laeuchli, Daniel Martell
Hearing Site: San Francisco, CA
| | Expungement |
| 12-02562 | 10/23/2013 | Claimant(s): Michael Pistillo
Claimant Lawyers(s): Timothy P. Kebbe
Respondent(s): Keating Investment Management
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Linda M. Granata, Robert A. Fabricant, Alice J. Johnson
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-02595 | 06/05/2013 | Claimant(s): John Sisk
Claimant Lawyers(s): Timothy Feil
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Judith C. Zerden, Abe I. Borenstein, Denise L. Quarles
Hearing Site: New York, NY
| | $666,690 |
| 12-00914 | 04/01/2013 | Claimant(s): Jack Hoffman, Taeko Hoffman
Claimant Lawyers(s): James Barbee, Timothy Feil
Respondent(s): Alexander Gorchakov, Daniel Silverstein
Respondent Lawyers(s): Alexander Gorchakov, Daniel Louis Silverstein
Arbitrator(s): James A. Sigler, Robert Rosen, Leslieann Lee Brucker
Hearing Site: Los Angeles, CA
| | $0 |
| 12-00058 | 03/18/2013 | Claimant(s): Joseph Westerland
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Christopher Bond, National Securities Corporation
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Paul J. Greco
Hearing Site: Wilmington, DE
| | Expungement |
| 11-02357 | 02/06/2013 | Claimant(s): Christopher Voccola
Claimant Lawyers(s): Timothy Feil
Respondent(s): Pauline Maitoglou
Respondent Lawyers(s): Kevin J. Begley
Arbitrator(s): Abraham Harry Bunis, Brian S. Hamburger, Michael A. Ruderman
Hearing Site: Newark, NJ
| | Expungement |
