| 13-03472 | 10/01/2015 | Claimant(s): George Moore
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Arnold I. Loew, Victoria G.A. Willingham, Carl Henry Perdue
Hearing Site: Boca Raton, FL
|  | Expungement |
| 10-00817 | 09/29/2015 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Steven Ipp
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): George G. Kurschner, Donald Theodore Ryce, Robert S. Shuster
Hearing Site: Boca Raton, FL
| | |
| 14-03523 | 09/25/2015 | Claimant(s): Daniel Rosenberg
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey N. Schmidt
Arbitrator(s): Richard W. Epstein, David E. Mowry, Andrew Jay Kohan
Hearing Site: Boca Raton, FL
| | |
| 14-02412 | 09/17/2015 | Claimant(s): Carl Reidway
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): James M. Scutti
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-01047 | 09/09/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Henry Wasserman
Respondent Lawyers(s): Henry Edward Wasserman
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
| | |
| 14-00560 | 08/28/2015 | Claimant(s): Barry Bruck, Enid Bruck, Enid Bruck and Barry Bruck JTWROS
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Monroe Mitchel, Daniel Joseph Chiodo, Jason Allen Rosner
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-02350 | 08/24/2015 | Claimant(s): Victor Connor
Claimant Lawyers(s): Spencer Sax
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Caroline K. Hall
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-03385 | 08/17/2015 | Claimant(s): Michele Kief
Claimant Lawyers(s): Kathy M. Klock
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
| | |
| 13-03422 | 08/11/2015 | Claimant(s): Elayne Wasserman & Richard A. Wasserman
Claimant Lawyers(s): Rachelle Parks
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-02025 | 08/03/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): John Pritchard
Respondent Lawyers(s): David R. Chase
Arbitrator(s): Andrew J. Spurgeon, Michael Lau, Alexander Myers
Hearing Site: Boca Raton, FL
| | |
