| 18-02769 | 07/16/2019 | Claimant(s): Robert Sklar
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley, RBC Capital Markets LLC
Respondent Lawyers(s): James K. Langdon, Trae D. Meyr
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
| | |
| 18-03468 | 07/12/2019 | Claimant(s): Luis Alayo Riera
Claimant Lawyers(s): Joshua A Katz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | |
| 19-00894 | 07/12/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Lauren R. Whetstone
Respondent(s): Steven Rodman
Respondent Lawyers(s): Steven Andrew Rodman
Arbitrator(s): Barth Satuloff
Hearing Site: Boca Raton, FL
| | |
| 17-00695 | 07/01/2019 | Claimant(s): Estate of Hazel L. Surless
Claimant Lawyers(s): Arthur Vincent
Respondent(s): David Israel, Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Leslie L. Cooney, Maria Rosa Scalone, Lisa Jane Austein
Hearing Site: Boca Raton, FL
|  | $0 |
| 17-03283 | 06/25/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Michael Cohen
Respondent Lawyers(s): Ira Marcus
Arbitrator(s): Mark David Hunter, Carl Henry Perdue, Anthony Terence Flynn
Hearing Site: Boca Raton, FL
| | |
| 15-00802 | 06/25/2019 | Claimant(s): Frederick Blake
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): Anthony Fusco, Bernardo Misseri, Brian Decker, Steven Meyer, Legend Securities.
Respondent Lawyers(s): Anthony Fusco, Bernardo Misseri, Brian K. Decker, Salvatore C. Caruso, Steven J. Meyer
Arbitrator(s): Edward R. Niederriter, Mark I. Roth, Robert J. Buchner
Hearing Site: Boca Raton, FL
| | $967,008 |
| 17-00887 | 06/24/2019 | Claimant(s): Paul Schneider
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Elena G. Rodriguez, Will Murphy, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
| | $94,000 |
| 19-00377 | 06/17/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Humberto Vega
Respondent Lawyers(s): V. Michael Arias
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | |
| 18-03538 | 06/14/2019 | Claimant(s): Christopher Facka
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Nanci Sondra Landy
Hearing Site: Boca Raton, FL
| | |
| 18-01243 | 06/04/2019 | Claimant(s): Colleen Schuhmann
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
