| 20-01981 | 03/12/2021 | Claimant(s): Andrew Lerner
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin D. Dickinson
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
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| 19-01535 | 03/12/2021 | Claimant(s): James W. Johnston, as Trustee of the
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): James W. Geiger, Richard Carl Smukler, Thomas Richard Blake
Hearing Site: Boca Raton, FL
|  | $0 |
| 20-02024 | 03/11/2021 | Claimant(s): JOHN SWAINE
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
| | |
| 20-01887 | 03/09/2021 | Claimant(s): Alexandre Braune
Claimant Lawyers(s): Harris Freedman
Respondent(s): Brickell Global Markets.
Respondent Lawyers(s): Christian R. Batalha
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
| | |
| 20-03273 | 02/26/2021 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Richard F. Lubarsky
Respondent(s): Gina Adly
Respondent Lawyers(s): Gina Adly
Arbitrator(s): John Richard Lynch
Hearing Site: Boca Raton, FL
| | |
| 20-01019 | 02/24/2021 | Claimant(s): Henry Stern as Trustee
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Leslie L. Cooney, Paul J. Burkhart, Margo Denise Wright
Hearing Site: Boca Raton, FL
| | Expungement |
| 19-03385 | 02/23/2021 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Gaetano Magarelli
Respondent Lawyers(s): Gaetano Magarelli
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
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| 20-01794 | 02/23/2021 | Claimant(s): Vincent Bonavia
Claimant Lawyers(s): Harris Freedman
Respondent(s): Valmark Securities.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
| | |
| 20-00248 | 02/23/2021 | Claimant(s): Scott Morse
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): Mitchell Manoff, Richard Calabrese, Corinthian Partners, L.L.C.
Respondent Lawyers(s): Mitchell (NMN) Manoff, Mitchell Manoff, Richard (NMN) Calabrese
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-01292 | 02/22/2021 | Claimant(s): Andrew Goldberg
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Metlife Securities.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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