| 13-02210 | 02/05/2014 | Claimant(s): Joseph A. Miller III Trust f/b/o Joseph
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Enrique Provencio
Arbitrator(s): Herbert Liberman
Hearing Site: Jackson, MS
|  | $47,700 |
| 13-00871 | 10/22/2013 | Claimant(s): Walter Bell
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Robert Dean McKinley
Hearing Site: Jackson, MS
| | $0 |
| 12-02829 | 08/05/2013 | Claimant(s): John Morrow
Claimant Lawyers(s): John C. Morrow
Respondent(s): Terry Jones, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Richard G. Isaac, Mark A. Myers, Douglas E. Miller
Hearing Site: Jackson, MS
| | $0 |
| 11-04569 | 07/09/2013 | Claimant(s): Allen Silk, Mary Silk, Allen B. Silk, IRA, SEP, Mary E. Silk SEP, Mary E. Silk
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Gary Spooner, Securities Service Network.
Respondent Lawyers(s): Gary Lee Spooner, Ryan R. Baker
Arbitrator(s): Earle J. Schwarz, Kenneth W. Shelley, Leigh Ann Roberts
Hearing Site: Jackson, MS
| | $308,656 |
| 11-00932 | 06/24/2013 | Claimant(s): John Kassel, Kay Hankins (Kassel), Kermit Jones, Rolfe Hankins, John I. Kassel IRA, Rolfe Harris Hankins IRA, Joye H. Steen Rev Trust Dtd 12/14/2004, Joye H. Steen Rev Trust FBO Joye Steen, Kermit V. Jones Jr., TTEE
Claimant Lawyers(s): Judson M. Lee
Respondent(s): Fred Brister III, Hilary Zimmerman, Morgan Stanley, Morgan Stanley & Co., Steven Wyatt
Respondent Lawyers(s): Jamie Berger, Joseph C. Coates
Arbitrator(s): Simeon B. Reimonenq, William Gilbert Faulk, James Albert Hurt
Hearing Site: Jackson, MS
| | $288,440 |
| 11-04506 | 05/28/2013 | Claimant(s): Dana Lang
Claimant Lawyers(s): Lee Bowie
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Arthur W. Pigott, John G. Manley, James L. Warren
Hearing Site: Jackson, MS
| | $200,375 |
| 11-00908 | 04/25/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Douglas Farr
Respondent Lawyers(s): Frank C. "Kim" Breese
Arbitrator(s): P. Drake Mann, Arthur W. Pigott, Eric Spencer Buchanan
Hearing Site: Jackson, MS
| | |
| 12-04279 | 03/28/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): S. Lawrence Polk
Respondent(s): Brent Trulove
Respondent Lawyers(s): Brent Derek Trulove
Arbitrator(s): David W. Dresnick
Hearing Site: Jackson, MS
| | |
| 12-00705 | 03/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley & Co.
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Michael Highfill
Respondent Lawyers(s): Lance Arney
Arbitrator(s): Mark A. Myers, James Kee Irvin, Richard J. Clement
Hearing Site: Jackson, MS
| | |
| 12-00839 | 12/27/2012 | Claimant(s): The Reese M. Holifield MBTA
Claimant Lawyers(s): Eric Creizman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Clayton J. Borne, Lynne R. Stern, Robert A. Wojcik
Hearing Site: Jackson, MS
| | $0 |
