11-02196 | 09/05/2012 | Claimant(s): Margaret Hill Claimant Lawyers(s): Steven B. Caruso Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): Howard D. Jacob, Alida D. Camp, Howard S. Quinn Hearing Site: New York, NY
| | $1,471,190 |
12-00960 | 08/24/2012 | Claimant(s): Ludger Brockmeier Claimant Lawyers(s): Ludger Brockmeier Respondent(s): Firstrade Securities Inc. Respondent Lawyers(s): Peter Gschweng Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
| | $22,156 |
09-04124 | 03/29/2012 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Cari A. Lewis Respondent(s): Laura Bougdanos, Peter Bougdanos Respondent Lawyers(s): Laura l. Bougdanos, Peter F. Bougdanos Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
| | $0 |
11-02213 | 12/12/2011 | Claimant(s): James Schwantner Claimant Lawyers(s): James Schwantner Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): John Castelly, Kitoh Grey Arbitrator(s): Allan E. Johnson, Howard D. Jacob, Donald Raymond McNally Hearing Site: New York, NY
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11-00861 | 11/01/2011 | Claimant(s): James Schwantner Claimant Lawyers(s): James Phillip Schwantner Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Karen P. Gaster Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
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09-03618 | 03/11/2011 | Claimant(s): Emma Zilber, Jason Kim, Leon Zilber Claimant Lawyers(s): George C. Miller Respondent(s): David Yair, Investscape Inc., Penson Financial Services. Respondent Lawyers(s): David Yair, Mark Cuccaro, Michael Langnas Arbitrator(s): Edward Baer, Howard D. Jacob, Joel C. Keilson Hearing Site: New York, NY
| | $0 |
08-04888 | 10/20/2010 | Claimant(s): Stephen Finkelstein Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): UBS Securities LLC, UBS Global Asset Management (US) Inc. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Earl S. Schwarz, Howard D. Jacob, Peter A. Kiefer Hearing Site: New York, NY
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09-07095 | 09/14/2010 | Claimant(s): Eric Weinstein Claimant Lawyers(s): Eric Lawrence Weinstein Respondent(s): Citicorp Investment Services Respondent Lawyers(s): Patricia A. Fitzpatrick Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
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09-01884 | 10/15/2009 | Claimant(s): Michael Matis Claimant Lawyers(s): Alexander Melbardis Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
| | $213 |
07-02017 | 02/05/2009 | Claimant(s): William Heffernan Claimant Lawyers(s): John M. Lundin Respondent(s): Peter Miluk Respondent Lawyers(s): Peter Miluk Arbitrator(s): William J. Crowe, Mitchell S. Friedman, Howard D. Jacob Hearing Site: New York, NY
| | $7,970,620 |