| 13-02983 | 11/10/2014 | Claimant(s): CI USVI
Claimant Lawyers(s): John P. Scordo
Respondent(s): Interactive Brokers
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Susanne J. Hollander, Thomas Roy Spencer, Stefano Ferruggia
Hearing Site: Miami, FL
|  | $0 |
| 13-02907 | 07/08/2014 | Claimant(s): Russell Madris
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Susanne J. Hollander, Rodolfo C. Angulo, Dorota J. Trzeciecka
Hearing Site: Miami, FL
| | Expungement |
| 12-01243 | 06/04/2014 | Claimant(s): William Eglar
Claimant Lawyers(s): Daniel B. Lipson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Susanne J. Hollander, Marilee Roberg, Irving A. Chesler
Hearing Site: Chicago, IL
| | Expungement |
| 13-01215 | 01/14/2014 | Claimant(s): James Sondell
Claimant Lawyers(s): James M. Sondell
Respondent(s): Melvin Securities, L.L.C.
Respondent Lawyers(s): Michael Wise
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
| | |
| 11-04077 | 02/25/2013 | Claimant(s): Christine Mallul, Paul Moy
Claimant Lawyers(s): Mona Lawton
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): Kevin P. Shea
Arbitrator(s): Susanne J. Hollander, Edna R. Lee, Howard T. Goffen
Hearing Site: Chicago, IL
| | |
| 11-04171 | 02/14/2013 | Claimant(s): Victoria Ross
Claimant Lawyers(s): Victoria W. Ross
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Jerome F. Crotty, Susan S. Hickel, Susanne J. Hollander
Hearing Site: Chicago, IL
| | |
| 11-02299 | 01/31/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Kenneth Buccelli
Respondent Lawyers(s): Allen P. Whitehead
Arbitrator(s): Susanne J. Hollander
Hearing Site: Orlando, FL
| | |
| 11-01216 | 11/28/2012 | Claimant(s): Danisha Rolle, Samari Rolle
Claimant Lawyers(s): Robert J. Neary
Respondent(s): Jeffrey Rubin, Pro Sports Financial.
Respondent Lawyers(s): A. Patricia Morales Christiansen
Arbitrator(s): Susanne J. Hollander, Mark J. McCarthy, Laura Anne Wheeler
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-00237 | 09/04/2012 | Claimant(s): Metropolitan Bank Group., NC Bancorp.
Claimant Lawyers(s): Benjamin D. Reichard
Respondent(s): Jack Whitaker, Suntrust Robinson Humphrey.
Respondent Lawyers(s): David L. Balser
Arbitrator(s): Thomas F. Mahoney, Susanne J. Hollander, G. Marshall Abbey
Hearing Site: Chicago, IL
| | Expungement |
| 11-00208 | 02/28/2012 | Claimant(s): Donna Keppen, Steven Keppen, Donna Keppen Trust, Steven Keppen Trust
Claimant Lawyers(s): Allan P. Whitehead
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Jeff Jamieson
Arbitrator(s): William H. Steinbrenner, V. Michael Pabalis, Susanne J. Hollander
Hearing Site: Orlando, FL
| | $0 |
