| 12-04339 | 07/08/2014 | Claimant(s): Marilyn Cresswell, William Cresswell
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Paul Thomas
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
|  | $0 |
| 12-04065 | 06/20/2014 | Claimant(s): Michael O'Hare
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Andrew Totman, Newedge USA
Respondent Lawyers(s): Gary S. Prish
Arbitrator(s): Robert Pincus, Jeffrey Bega, David John Reilly
Hearing Site: New York, NY
| | |
| 13-01842 | 06/03/2014 | Claimant(s): Maureen Mahon
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): John Fay, Robert Bond, Newedge USA
Respondent Lawyers(s): Karen Brody
Arbitrator(s): Barbara J. Glenns, Irene C. Warshauer, Yvette Strong
Hearing Site: New York, NY
| | |
| 12-04159 | 05/01/2014 | Claimant(s): Ralph Bixler
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Catherine Santiago, Wells Fargo Advisors, Margarita Figueroa
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Steven Gerard Goerke, Jonathan H. Parker, Barry David Thorpe
Hearing Site: San Juan, PR
| | Expungement |
| 12-04116 | 02/05/2014 | Claimant(s): Christine Petka, Kimberly Petka-Gillingham, Louis Gillingham, Vincent Petka
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): John Tillger
Respondent Lawyers(s): John Joseph Tillger
Arbitrator(s): Richard N. Kelmans
Hearing Site: Philadelphia, PA
| | $0 |
| 12-01960 | 09/10/2013 | Claimant(s): Samuel Lombardo
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): The Prudential Insurance Company Of Amer
Respondent Lawyers(s): Robin H. Rome
Arbitrator(s): Michael A. Ruderman
Hearing Site: New York, NY
| | |
| 11-02314 | 02/14/2013 | Claimant(s): Peter Kawash
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Barbara Mihalik-Zeitoun, UBS Financial Services Inc.
Respondent Lawyers(s): Dan Rosenbaum
Arbitrator(s): Edward F. Koren
Hearing Site: Philadelphia, PA
| | Expungement |
| 12-01930 | 01/10/2013 | Claimant(s): Joan Fugok
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Jamie Lake, Triad Advisors.
Respondent Lawyers(s): Daniel I. MacIntyre, Jamie Patrick Lake
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $0 |
| 10-01452 | 11/15/2011 | Claimant(s): Erica Michaliga
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Citigroup Global Markets., Mary Mcevoy-Dockeray
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Jim Geiger, Elizabeth A. McKinney, Fred W. Miller
Hearing Site: Philadelphia, PA
| | $0 |
| 05-00015 | 05/25/2011 | Claimant(s): Walter Sherman
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): George Bevins, Patrick McDonnell, Bryn Mawr Securities Corp.
Respondent Lawyers(s): George Bevins, Patrick McDonnell
Arbitrator(s): Philip M. Marshall, Christopher C. Willett, Christopher G. Gibas
Hearing Site: Buffalo, NY
| | $183,000 |
