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FINRA Awards for Christopher B. Jones

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Displaying 11-20 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0433907/08/2014Claimant(s): Marilyn Cresswell, William Cresswell
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Paul Thomas
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
Checkmark Icon$0
12-0406506/20/2014Claimant(s): Michael O'Hare
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Andrew Totman, Newedge USA
Respondent Lawyers(s): Gary S. Prish
Arbitrator(s): Robert Pincus, Jeffrey Bega, David John Reilly
Hearing Site: New York, NY
13-0184206/03/2014Claimant(s): Maureen Mahon
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): John Fay, Robert Bond, Newedge USA
Respondent Lawyers(s): Karen Brody
Arbitrator(s): Barbara J. Glenns, Irene C. Warshauer, Yvette Strong
Hearing Site: New York, NY
12-0415905/01/2014Claimant(s): Ralph Bixler
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Catherine Santiago, Wells Fargo Advisors, Margarita Figueroa
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Steven Gerard Goerke, Jonathan H. Parker, Barry David Thorpe
Hearing Site: San Juan, PR
Checkmark IconExpungement
12-0411602/05/2014Claimant(s): Christine Petka, Kimberly Petka-Gillingham, Louis Gillingham, Vincent Petka
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): John Tillger
Respondent Lawyers(s): John Joseph Tillger
Arbitrator(s): Richard N. Kelmans
Hearing Site: Philadelphia, PA
Checkmark Icon$0
12-0196009/10/2013Claimant(s): Samuel Lombardo
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): The Prudential Insurance Company Of Amer
Respondent Lawyers(s): Robin H. Rome
Arbitrator(s): Michael A. Ruderman
Hearing Site: New York, NY
11-0231402/14/2013Claimant(s): Peter Kawash
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Barbara Mihalik-Zeitoun, UBS Financial Services Inc.
Respondent Lawyers(s): Dan Rosenbaum
Arbitrator(s): Edward F. Koren
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
12-0193001/10/2013Claimant(s): Joan Fugok
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Jamie Lake, Triad Advisors.
Respondent Lawyers(s): Daniel I. MacIntyre, Jamie Patrick Lake
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
Checkmark Icon$0
10-0145211/15/2011Claimant(s): Erica Michaliga
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Citigroup Global Markets., Mary Mcevoy-Dockeray
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Jim Geiger, Elizabeth A. McKinney, Fred W. Miller
Hearing Site: Philadelphia, PA
Checkmark Icon$0
05-0001505/25/2011Claimant(s): Walter Sherman
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): George Bevins, Patrick McDonnell, Bryn Mawr Securities Corp.
Respondent Lawyers(s): George Bevins, Patrick McDonnell
Arbitrator(s): Philip M. Marshall, Christopher C. Willett, Christopher G. Gibas
Hearing Site: Buffalo, NY
Checkmark Icon$183,000

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