| 22-02451 | 09/13/2023 | Claimant(s): James Williams
Claimant Lawyers(s): Christina Z. Vourakis
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): David Smitham
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 22-02452 | 08/02/2023 | Claimant(s): Mei Guo
Claimant Lawyers(s): Christina Z. Vourakis
Respondent(s): Cetera Investment Services.
Respondent Lawyers(s): David Smitham
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 22-02508 | 06/16/2023 | Claimant(s): Anouchka Balog
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 21-02903 | 05/26/2023 | Claimant(s): Alan Daniels
Claimant Lawyers(s): Alan J. Daniels
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Robert D. Sussin, David Harvey Failer, Farshad Ghodoosi
Hearing Site: Los Angeles, CA
|  | Dismissed with Rule 12504 |
| 22-02130 | 04/11/2023 | Claimant(s): Rimma Yuryeva
Claimant Lawyers(s): Leon Ozeran
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jovalin Dedaj
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 21-02861 | 03/24/2023 | Claimant(s): Arnold Shvarts, Oksana Shvarts
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Bradley Kaiser, Donald Bizub, Hagop Nalbandian, Krikor Demirjian, Wendy Rea, Western International Securities.
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Robert D. Sussin, W. Alex King, Andrew W. Levin
Hearing Site: Los Angeles, CA
| | Expungement |
| 20-03838 | 03/08/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Antoine Souma
Respondent Lawyers(s): Jeffrey K. Riffer
Arbitrator(s): Robert D. Sussin, Michael Craig Ditty, Elisabeth Celeste Camaur Crampton
Hearing Site: Los Angeles, CA
| | |
| 21-01864 | 12/19/2022 | Claimant(s): Susan Hebert, on Behalf of IRA
Claimant Lawyers(s): Susan Hebert
Respondent(s): LPL Financial LLC, Howard Romero
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Robert D. Sussin, Theodore G. Bradpiece, Noel Harvey Applebaum
Hearing Site: Los Angeles, CA
| | Expungement |
| 22-00297 | 12/14/2022 | Claimant(s): Justin Lowy
Claimant Lawyers(s): Craig R. Bockman
Respondent(s): Dean Nakata, Estate of Miyoko Nakata, Nakata Family Living Trust dtd 4/29/04
Respondent Lawyers(s): Kalju Nekvasil
Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | Expungement |
| 22-00541 | 09/15/2022 | Claimant(s): Christian Maeder
Claimant Lawyers(s): Sarah Ali Burroughs
Respondent(s): Edward Jones
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
