| 21-02721 | 06/23/2022 | Claimant(s): Craig Johnson
Claimant Lawyers(s): Zachary Morse
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): McClellon D. Cox
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
| | |
| 19-03358 | 06/15/2022 | Claimant(s): Lloyd Seested
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Eric Teichberg, Erica Landskroener, Frederick Schultz, J.P. Morgan Securities, Howard Rothman, Kennan Low, Scott Sturley
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Will Murphy, Brett Matthew Logan, Nancy Rosenbaum Kessler
Hearing Site: Boca Raton, FL
| | |
| 19-02212 | 06/13/2022 | Claimant(s): John Atkinson, Lora Atkinson, John L. Atkinson as JTWROS, Lora Atkinson as JTWROS
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Nancy J. Cliff, Michael D Felton, Harry Albirt
Hearing Site: Boca Raton, FL
|  | $390,000 |
| 20-01331 | 06/10/2022 | Claimant(s): Jose Antonio Lamas Revocable Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ronald J. Tomassi
Arbitrator(s): Michael J. Quarequio, Kevin A. Llinas, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
| | Expungement |
| 19-03004 | 06/09/2022 | Claimant(s): David Bergal, Milton B. Bergal Estate Trust
Claimant Lawyers(s): Jared A. Levy
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert J. Scafuri, Barry Goldman, Richard A Young
Hearing Site: Indianapolis, IN
| | |
| 21-00301 | 05/31/2022 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Barry Krumwiede, Bryan Schneider, Christopher Bowman
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Leon Fox, Christopher Crimer, Michele Braun
Hearing Site: Chicago, IL
| | |
| 21-01875 | 05/20/2022 | Claimant(s): Francis Tran
Claimant Lawyers(s): Samantha Pastor
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | |
| 21-01209 | 05/19/2022 | Claimant(s): Rhyan Young
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
| | |
| 21-02747 | 04/20/2022 | Claimant(s): Aziz Ali
Claimant Lawyers(s): Aziz A. Ali
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): William Kent Brown
Hearing Site: Boca Raton, FL
| | $0 |
| 21-02522 | 04/19/2022 | Claimant(s): Ayobande Omomo
Claimant Lawyers(s): James P. Galvin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Lorrie E Whitfield, Abigail R. Levy, Louis M. Lagalante
Hearing Site: New York, NY
| | |
