FINRA Awards for J.P. Morgan Securities

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 181-190 out of 280 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-00186	07/12/2017	Claimant(s): Jose Valencia Claimant Lawyers(s): Glen R. Gaffney Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): William F. Dugan Arbitrator(s): Thomas F. Mahoney, Eugene N. Halladay, Roger Keith MacDougall Hearing Site: Chicago, IL
16-00546	06/01/2017	Claimant(s): Farid Morim Claimant Lawyers(s): Farid Morim Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeff Wortman Arbitrator(s): Steven Gourley, Jack R. Goetz, Kathleen Smith Adams Hearing Site: Los Angeles, CA
16-01375	05/08/2017	Claimant(s): Todd Brown Claimant Lawyers(s): Robert L. Herskovits Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Roger J. Hawke, Ellyn S. Roth, Peter McClellan Wright Hearing Site: New York, NY
15-02672	05/05/2017	Claimant(s): Britta Nosbaum, Finn G. Nosbaum Trust, Lillian R. Nosbaum Trust Claimant Lawyers(s): Thomas F. Burke Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Stephen L. Gardner Arbitrator(s): Theodore W. Wrobleski, Lynn Hirschfeld Brahin, Irving S. Capitel Hearing Site: Chicago, IL		$0
16-01208	04/27/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): John F. Marsh Respondent(s): J.P. Morgan Securities, Qamil Dervishi Respondent Lawyers(s): Jeffrey B. Greenspan Arbitrator(s): Michael F. Jordan, Howard Z. Gopman, Steven M. Bylina Hearing Site: Chicago, IL
16-03042	03/27/2017	Claimant(s): Eric Stubbs Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities, RBC Capital Markets LLC Respondent Lawyers(s): Eugene Small, Patrick Howley Arbitrator(s): Joan M. Traub Hearing Site: New York, NY
16-01446	03/14/2017	Claimant(s): Michael Puck Claimant Lawyers(s): Michael Hill Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): George G. Kurschner Hearing Site: Boca Raton, FL
15-02218	02/08/2017	Claimant(s): Diane Aurelio Claimant Lawyers(s): Diane Aurelio Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Keely D. Parr, Amy Kaplan Eckman, Diana Lucerene Armstrong-Walker Hearing Site: New York, NY
16-02627	01/30/2017	Claimant(s): Ernest Tatyrek Claimant Lawyers(s): Ernest Ray Tatyrek Respondent(s): Ervin Decker, J.P. Morgan Securities Respondent Lawyers(s): Christopher Seps, Michael N. Ungar Arbitrator(s): Katherine H. O'Neil Hearing Site: Portland, OR		$0
16-00858	01/19/2017	Claimant(s): Michael Banjany Claimant Lawyers(s): Michael Banjany Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Joan L. Rosenstock Arbitrator(s): Elizabeth Gilbert, Barbara Bordeman Kearney, Sheryl E. Elias Hearing Site: New York, NY