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FINRA Awards for J.P. Morgan Securities

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Displaying 141-150 out of 280 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0187705/15/2019Claimant(s): David Hartl
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Thomas J. Cahill, W. Preston Martin
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
18-0187905/10/2019Claimant(s): Rose Mascarenhas
Claimant Lawyers(s): Marc Schifanelli
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): 0
Hearing Site: Chicago, IL
18-0122104/26/2019Claimant(s): Andrew Bolous
Claimant Lawyers(s): Andrew Rafat Bolous
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Edward A. Trabin, Noel Harvey Applebaum, Joanne Park
Hearing Site: Los Angeles, CA
18-0357004/22/2019Claimant(s): Rhyan Young
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
18-0318904/09/2019Claimant(s): Takako Johnson
Claimant Lawyers(s): Takako Johnson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Solomon Abramov
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
Checkmark Icon$676
18-0322503/12/2019Claimant(s): John Nelson
Claimant Lawyers(s): Jordan D. Becker
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey Rodgers, Thomas J. Cahill
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
17-0061202/28/2019Claimant(s): Sandi Hamm
Claimant Lawyers(s): Kerry L. Pedigo
Respondent(s): Erick Kuebler, J.P. Morgan Securities
Respondent Lawyers(s): Matthew Baum, Terry R. Weiss
Arbitrator(s): Todd R. Gough, Dineo Coleman Gary, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
Checkmark Icon$114,561
18-0014102/22/2019Claimant(s): Justin Williams
Claimant Lawyers(s): James A. Sigler
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsey
Arbitrator(s): Robert E. Jenks, Bruce Oldham, Jacqueline Diane French
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206
18-0061101/22/2019Claimant(s): Sharon Schraegle
Claimant Lawyers(s): Benjamin Segel
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
Checkmark Icon$17,452
18-0282501/11/2019Claimant(s): Ling Yung Wu
Claimant Lawyers(s): Abigail Snow
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Lorrie E Whitfield
Hearing Site: New York, NY

280 Results

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