| 15-00626 | 09/01/2016 | Claimant(s): Gregory Broomer
Claimant Lawyers(s): Brittany Weiner
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Elise M. Bloom
Arbitrator(s): Michael Allen Zeiler, Gregory Hunter Mathews, Lorrie E Whitfield
Hearing Site: Philadelphia, PA
| | |
| 15-02440 | 08/24/2016 | Claimant(s): Robert Rovner
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Leo G. Kogan
Arbitrator(s): John J. Jordan, Alan M. Schankel, Richard N. Kelmans
Hearing Site: Philadelphia, PA
|  | $115,000 |
| 15-01395 | 08/10/2016 | Claimant(s): Thomas Suchocki
Claimant Lawyers(s): Raymond J. Zane
Respondent(s): Scott Wiese, Sun National Bank, Invest Financial Corporation
Respondent Lawyers(s): Barry Temkin, James A. Kellar, Kate E. DiGeronimo
Arbitrator(s): Steven T. Stern, Timothy C Russell, Mary Jane Walk
Hearing Site: Philadelphia, PA
| | $0 |
| 14-02637 | 08/04/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Thomas McDevitt
Respondent Lawyers(s): Thomas McDevitt
Arbitrator(s): Steven T. Stern, Alan M. Schankel, Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | |
| 15-00688 | 07/19/2016 | Claimant(s): Michael Murphy
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Renos Gordos
Respondent Lawyers(s): Renos Gordos
Arbitrator(s): Ronald P. Wertheim
Hearing Site: Philadelphia, PA
| | $0 |
| 12-04195 | 07/15/2016 | Claimant(s): Lundes Garrett
Claimant Lawyers(s): Lundes Garrett
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Jill Leeds-Rivera, Michael P. Marryshow, Carla Fisher
Hearing Site: Philadelphia, PA
| | $0 |
| 14-00025 | 07/14/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Max S. Emmer
Respondent(s): Gary Shumate
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): David M. Panko, Robin L. Lewis, Peter Edward Sheridan
Hearing Site: Philadelphia, PA
| | |
| 13-02639 | 06/22/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Mark Aronson
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
| | |
| 15-00440 | 06/21/2016 | Claimant(s): James McDevitt
Claimant Lawyers(s): James B. McDevitt
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Rochelle K. Kaplan, Timothy Mark Jayne, John B. Taulane
Hearing Site: Philadelphia, PA
| | |
| 14-00292 | 06/20/2016 | Claimant(s): Estate of Earl L. Everline, Karl J. EverlineTTee of Everline Family
Claimant Lawyers(s): Kelly Everline
Respondent(s): Raymond James Financial Services., Janney Montgomery Scott LLC
Respondent Lawyers(s): Amy E. Sparrow, Robert M. Rudnicki
Arbitrator(s): Elliot B. Platt, Jim Geiger, Mary L. Sims
Hearing Site: Philadelphia, PA
| | $0 |
