| 19-03211 | 02/05/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Ian Deliz Morales
Respondent Lawyers(s): Ian M. Deliz Morales
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 17-03080 | 07/19/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Jeffrey Krupnick
Respondent Lawyers(s): Jeffrey E. Krupnick
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 19-00064 | 07/16/2019 | Claimant(s): Nancy Biddle
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 19-00088 | 07/01/2019 | Claimant(s): Wilson Garnett
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton Fears
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 18-02031 | 05/06/2019 | Claimant(s): Brian Thomas
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Harbor Financial Services
Respondent Lawyers(s): Marc Whitehead
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 18-02823 | 05/03/2019 | Claimant(s): Bonnie Wettersten, Reid Wettersten
Claimant Lawyers(s): Reid Wettersten
Respondent(s): Yosef Fox
Respondent Lawyers(s): Yosef Yehuda Fox
Arbitrator(s): Richard S. Zaifert, Maurice M. Feller, Jacquelyn M. Shannon
Hearing Site: Tampa, FL
|  | $150,425 |
| 18-02243 | 04/26/2019 | Claimant(s): Patricia Quammie
Claimant Lawyers(s): Paul Larkin
Respondent(s): Howard Newman, Janney Montgomery Scott LLC
Respondent Lawyers(s): Matthew J. Gavaghan
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
| | Expungement |
| 18-01521 | 01/15/2019 | Claimant(s): Kirk Gravelle
Claimant Lawyers(s): Craig Stein
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Richard S. Zaifert, Susan Dawson, Ralph Kennedy Frasier
Hearing Site: Jacksonville, FL
| | |
| 16-00629 | 10/18/2018 | Claimant(s): Antonio Gnocchi Franco, Gnocchi Franco Law Offices PSC, Antonio Gnocchi Ret Plan
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Richard S. Zaifert, Julius P. Terrell, Sydney E. Blum
Hearing Site: San Juan, PR
| | $173,537 |
| 17-03357 | 08/03/2018 | Claimant(s): Scott Pinkerton
Claimant Lawyers(s): Eric Litow
Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
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