Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02064 | 02/10/2020 | Claimant(s): Paul Baily Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Richard S. Zaifert Hearing Site: Columbia, SC | ||
| 19-03211 | 02/05/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Ian Deliz Morales Respondent Lawyers(s): Ian M. Deliz Morales Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 17-03080 | 07/19/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Jeffrey Krupnick Respondent Lawyers(s): Jeffrey E. Krupnick Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 19-00064 | 07/16/2019 | Claimant(s): Nancy Biddle Claimant Lawyers(s): Harris M. Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin Biard Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 19-00088 | 07/01/2019 | Claimant(s): Wilson Garnett Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stanton Fears Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 18-02031 | 05/06/2019 | Claimant(s): Brian Thomas Claimant Lawyers(s): Michelle Atlas Respondent(s): Harbor Financial Services Respondent Lawyers(s): Marc Whitehead Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 18-02823 | 05/03/2019 | Claimant(s): Bonnie Wettersten, Reid Wettersten Claimant Lawyers(s): Reid Wettersten Respondent(s): Yosef Fox Respondent Lawyers(s): Yosef Yehuda Fox Arbitrator(s): Richard S. Zaifert, Maurice M. Feller, Jacquelyn M. Shannon Hearing Site: Tampa, FL |  | $150,425 |
| 18-02243 | 04/26/2019 | Claimant(s): Patricia Quammie Claimant Lawyers(s): Paul Larkin Respondent(s): Howard Newman, Janney Montgomery Scott LLC Respondent Lawyers(s): Matthew J. Gavaghan Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | | Expungement |
| 18-01521 | 01/15/2019 | Claimant(s): Kirk Gravelle Claimant Lawyers(s): Craig Stein Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Richard S. Zaifert, Susan Dawson, Ralph Kennedy Frasier Hearing Site: Jacksonville, FL | ||
| 16-00629 | 10/18/2018 | Claimant(s): Antonio Gnocchi Franco, Gnocchi Franco Law Offices PSC, Antonio Gnocchi Ret Plan Claimant Lawyers(s): Melanie S. Cherdack Respondent(s): Popular Securities Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Richard S. Zaifert, Julius P. Terrell, Sydney E. Blum Hearing Site: San Juan, PR | | $173,537 |