| 18-02895 | 10/16/2019 | Claimant(s): Anne Marie Fargason, Evelyn Chiasson
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Andrew Black, Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Frank M Romano, Bertrand C. Moser, Allan R. Lazor
Hearing Site: New Orleans, LA
|  | $109,323 |
| 19-00158 | 10/15/2019 | Claimant(s): Aaron Ogea
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Carolyn D. Roch
Arbitrator(s): Mark C Watler
Hearing Site: New Orleans, LA
| | |
| 19-00272 | 10/03/2019 | Claimant(s): Lee Henderson
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | |
| 19-00107 | 09/27/2019 | Claimant(s): Gilberto Briseno
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Mark C Watler
Hearing Site: New Orleans, LA
| | |
| 18-04373 | 09/05/2019 | Claimant(s): Amanda Hinton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
| | |
| 18-04182 | 08/19/2019 | Claimant(s): Brian Lawrence
Claimant Lawyers(s): John C. Anjier
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
| | |
| 18-02207 | 08/15/2019 | Claimant(s): Warren Pitre
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Sherry R. Wetsch, Ashley Lucile Belleau, Bertrand C. Moser
Hearing Site: New Orleans, LA
| | Expungement |
| 18-03643 | 07/29/2019 | Claimant(s): Charles Simmons
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Christine L. Stetson
Hearing Site: New Orleans, LA
| | |
| 18-04414 | 07/16/2019 | Claimant(s): Nita Pastor
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Sherry R. Wetsch
Hearing Site: New Orleans, LA
| | |
| 18-01828 | 07/08/2019 | Claimant(s): Linda Caillett, Linda V. Caillet IRA, Linda V. Caillet, Annuitant
Claimant Lawyers(s): Linda V. Caillett
Respondent(s): Daniel Newman, Heather Rosenthal, Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
| | $0 |
