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FINRA Awards for Morgan Keegan & Company.

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Displaying 311-320 out of 341 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0064703/13/2009Claimant(s): Jo Wright
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jason M. Hale
Arbitrator(s): Daniel P. Urban
Hearing Site: Indianapolis, IN
Checkmark Icon$18,000
08-0166303/12/2009Claimant(s): William Cox
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Steven M. Greenbaum, Donald M. Macdonald, Deborah A. Jackson
Hearing Site: Atlanta, GA
08-0037503/11/2009Claimant(s): Michael Muhlbauer
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Gerald Cohen, Jay R. Robinson, Wilburn E. Layman
Hearing Site: Memphis, TN
Checkmark Icon$125,000
08-0091003/11/2009Claimant(s): Melinda Oates, Philip Willingham
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Donald Milo Helton, Coleman Robert Perry, David Freeman
Hearing Site: Birmingham, AL
Checkmark Icon$187,215
08-0003902/24/2009Claimant(s): James McCarver
Claimant Lawyers(s): Jeffrey A. Backman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): William F. Glaser, Marshall Felton Wright, Richard A. Rudolph
Hearing Site: Tampa, FL
Checkmark Icon$100,000
08-0036602/24/2009Claimant(s): The Kopel Family Fdtn Charitable Rem Tr
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Keegan & Company., Regions Financial Corp.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Robert L. Hudson, Horace A. Andrews, John Morris Hudson
Hearing Site: Orlando, FL
Checkmark Icon$0
08-0075702/24/2009Claimant(s): Peter Bennett, Peter J. Bennett IRA
Claimant Lawyers(s): Keith L. Griffin, Steven B. Caruso
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Dale A. Kaliszeski, Donald Milo Helton, Alton B. Lewis
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0052102/20/2009Claimant(s): Stephanie Pinto, Stephanie Pinto TTEE for Pinto Family, Stephanie Pinto TTEE of Stephen Gambino
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Daniel M. Mankowski, Ralph L. Halpern, Ronald Ripstein
Hearing Site: Buffalo, NY
Checkmark Icon$0
08-0088202/06/2009Claimant(s): Edward Francis Spencer Revocable Trust
Claimant Lawyers(s): Gene E. Mitchell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Gary S. Jefferson, Leonard E. Benade, Donald Milo Helton
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0191902/02/2009Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): Jimmie Thompson
Respondent Lawyers(s): Jimmie W. Thompson
Arbitrator(s): Hal F. Lewis
Hearing Site: Little Rock, AR

341 Results

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