FINRA Awards for John P. Cullem

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 61-70 out of 90 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01927	02/14/2018	Claimant(s): Michael Hanke Claimant Lawyers(s): Daniel P. Dietrich Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL
17-01039	10/24/2017	Claimant(s): Manish Mehta Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): John P. Cullem Hearing Site: Raleigh, NC
15-01596	09/28/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Amilka Delgado Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): John P. Cullem, Mauricio Arcadier, Margaret R. Hoyt Hearing Site: Orlando, FL
16-00077	06/23/2017	Claimant(s): John Wheeler Claimant Lawyers(s): John R. "Jack" Kiefner Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): John P. Cullem, Richard Kennard Hurley, John Alan Hawke Hearing Site: Tampa, FL
16-02365	12/23/2016	Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Laurie A. Perez Respondent(s): Timothy Fannin Respondent Lawyers(s): Timothy Fannin Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL
16-01483	11/21/2016	Claimant(s): Al Vaughan, Jr. IRA Claimant Lawyers(s): David Miller Respondent(s): LPL Financial LLC, Uvest Financial Services Group. Respondent Lawyers(s): Amy Worrell Sterling Arbitrator(s): John P. Cullem Hearing Site: Nashville, TN		Expungement
11-01629	07/25/2016	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Ronald P. Kane Respondent(s): Lee Bloom, Richard Dwyer Respondent Lawyers(s): Rogge Dunn Arbitrator(s): John P. Cullem, Frank William Savino, A.J. Seier Hearing Site: Orlando, FL
15-02049	05/27/2016	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Jay Eurich Respondent Lawyers(s): Jay Todd Eurich Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL
14-00216	08/07/2014	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Patrick Bray Respondent Lawyers(s): Patrick Ryan Bray Arbitrator(s): John P. Cullem, John R Kiefner, Oliver J. Janney Hearing Site: Tampa, FL
12-00595	12/20/2013	Claimant(s): Regal Marine Industries. Claimant Lawyers(s): Jahan K. Manasseh Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Jeffrey W. Willis Arbitrator(s): John P. Cullem, Thomas Roe Oldt, Alan E. Linden Hearing Site: Orlando, FL		Expungement