| 19-01600 | 11/19/2021 | Claimant(s): Jeff Londis, Trustee of Londis Trust
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Thomas Joseph Atkinson, A.J. Seier, Douglas Charles Weinstein
Hearing Site: Nashville, TN
|  | $0 |
| 20-04207 | 09/22/2021 | Claimant(s): Alex Shore
Claimant Lawyers(s): Bejamin J. Biard
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Thomas Joseph Atkinson, Douglas Charles Weinstein, Sara Francis Hoover
Hearing Site: Nashville, TN
| | |
| 21-01152 | 09/17/2021 | Claimant(s): Kent Kirby
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
| | |
| 21-00483 | 09/17/2021 | Claimant(s): Rodney Klein
Claimant Lawyers(s): Rodney Seth Klein
Respondent(s): Bryan Schon
Respondent Lawyers(s): Irisa Chen
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
| | $213 |
| 20-04205 | 08/03/2021 | Claimant(s): Alex Shore
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Joseph Charles Smolira, A.J. Seier, James A. McIntosh
Hearing Site: Nashville, TN
| | |
| 20-00132 | 06/11/2021 | Claimant(s): Angela Cameron
Claimant Lawyers(s): Heather G. Anderson
Respondent(s): LPL Financial LLC, Hassan Fawaz
Respondent Lawyers(s): Eleonora Yonge, N. Nancy Ghabai
Arbitrator(s): Karl A. Vogeler
Hearing Site: Nashville, TN
| | Expungement |
| 20-01142 | 04/28/2021 | Claimant(s): William Phillips
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., UBS Financial Services Inc.
Respondent Lawyers(s): Christopher M. Sacco, Omar Perez
Arbitrator(s): Neil Harvey Smith
Hearing Site: Nashville, TN
| | |
| 20-03294 | 04/07/2021 | Claimant(s): Joan Crisp, Larry Buckner
Claimant Lawyers(s): Larry J. Buckner
Respondent(s): David Meyer
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joseph Charles Smolira, Robert G. Bannon, Eric Matthew Bittner
Hearing Site: Nashville, TN
| | Expungement |
| 19-01267 | 04/06/2021 | Claimant(s): Jackie Sterling
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Harvey R. Linder, Stephen Earl Clark, Daniel Mora
Hearing Site: Nashville, TN
| | Expungement |
| 20-02712 | 03/31/2021 | Claimant(s): Jimmy Barker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Nashville, TN
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