Potomac Analytics' Logo

FINRA Awards for Wells Fargo Clearing Services

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 461-468 out of 468 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0179901/10/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan I Sugarman
Respondent(s): Matthew Paparazzo
Respondent Lawyers(s): Matthew Jacob Paparazzo
Arbitrator(s): Eugene G. P. Byrne
Hearing Site: New York, NY
17-0241312/21/2017Claimant(s): Rita Mahn
Claimant Lawyers(s): Donald J. Mehan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): William M. Getzoff
Hearing Site: St. Louis, MO
17-0153912/11/2017Claimant(s): Pamela Nottingham
Claimant Lawyers(s): Barry Y. Weiner
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): T.R. Byrnum
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
17-0137811/14/2017Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert Christie
Respondent(s): Matthew Bailey
Respondent Lawyers(s): Matthew Wayne Bailey
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
17-0052910/27/2017Claimant(s): Julia Smith, Julia R. Smith IRA, Julia R. Smith, Julian R. Smith Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services, David Bry
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
Checkmark IconExpungement
17-0137410/24/2017Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert Christie
Respondent(s): John Moore
Respondent Lawyers(s): John Hoffman Moore
Arbitrator(s): Robert L. Lestina
Hearing Site: Atlanta, GA
17-0030608/15/2017Claimant(s): David Rosenberg
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
17-0084508/09/2017Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Anthony Della Vecchia
Respondent Lawyers(s): Anthony Della Vecchia
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY

468 Results

Display: