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FINRA Awards for Quan The Luu

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0272504/12/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Quan Luu
Respondent Lawyers(s): Quan The Luu
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX

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