Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01854 | 11/23/2021 | Claimant(s): Timothy Greer Claimant Lawyers(s): Mark Appleton Respondent(s): Carol Chairito Respondent Lawyers(s): Joshua Kons Arbitrator(s): Leonard M. Goldstein, Julie Judith Lurman Joly, Albert Lee Birdsell Hearing Site: Denver, CO |  | $0 |
| 18-02516 | 11/15/2021 | Claimant(s): Estate of David McOllough Claimant Lawyers(s): Thomas J. Radio Respondent(s): Edward Jones Respondent Lawyers(s): Matthew E. Johnson Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | | Expungement |
| 18-03893 | 10/15/2021 | Claimant(s): Shawn Lawson Claimant Lawyers(s): Clinton W. Marrs Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Ronald G. Guida, Richard Djokic, Henry Zabarsky Hearing Site: Denver, CO | ||
| 20-00400 | 09/29/2021 | Claimant(s): John Elliott Claimant Lawyers(s): Matthew R. Lewis Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Eric A. Bensky Arbitrator(s): Marilyn R. Lewis, Rick Gale Doty, Ruth M. Moore Hearing Site: Denver, CO | | $2,082,150 |
| 21-00758 | 09/22/2021 | Claimant(s): William Stordahl Claimant Lawyers(s): Chelsea Masters Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Thaddeus J. Tecza Hearing Site: Denver, CO | ||
| 20-03651 | 09/16/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 21-00850 | 08/30/2021 | Claimant(s): Rachel Comfort Claimant Lawyers(s): Zachary S. Morse Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael . J Biondi Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 20-01801 | 08/26/2021 | Claimant(s): Carl Williams, Debra Williams Claimant Lawyers(s): Debra R. Williams Respondent(s): David Cooper, Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO | | $0 |
| 21-00642 | 08/25/2021 | Claimant(s): Adam Way Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Hazel E. Hanley Hearing Site: Denver, CO | ||
| 20-02563 | 07/20/2021 | Claimant(s): Aaron Leatherwood Claimant Lawyers(s): Frances Menzer Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Robyn C. Crowther Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO |