Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01480 | 06/22/2021 | Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Vourakis Respondent(s): Morgan Stanley Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA | ||
| 20-02920 | 06/14/2021 | Claimant(s): Tony Krvaric Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 20-02984 | 06/14/2021 | Claimant(s): Bradley Cooperman Claimant Lawyers(s): Frances Menzer Respondent(s): WAMU Investments. Respondent Lawyers(s): James H. David Arbitrator(s): Randy R. Maher Hearing Site: San Diego, CA | ||
| 20-02794 | 06/10/2021 | Claimant(s): Daniel Neil Claimant Lawyers(s): Frances Menzer Respondent(s): Securities America. Respondent Lawyers(s): Chad E. Weaver Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 20-04192 | 06/01/2021 | Claimant(s): James Abonyi Claimant Lawyers(s): James M. Abonyi Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Barbara M. Zak Hearing Site: San Diego, CA |  | $88 |
| 20-02695 | 05/14/2021 | Claimant(s): Todd Trusso Claimant Lawyers(s): Harris Freedman Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novolesky Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 20-02912 | 05/05/2021 | Claimant(s): Matthew Hansen Claimant Lawyers(s): Michael Bessette Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Otis E. Hackett Hearing Site: San Diego, CA | ||
| 20-02385 | 05/03/2021 | Claimant(s): Gregory Reynolds Claimant Lawyers(s): Benjamin Winograd Respondent(s): Foresters Financial Services. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 20-02839 | 04/20/2021 | Claimant(s): Catherine Ward Claimant Lawyers(s): Kimberly Ward Respondent(s): Alicia Kitz, Michael Bahary, Hilltop Securities Inc. Respondent Lawyers(s): Edward Zusman Arbitrator(s): Herbert Liberman Hearing Site: San Diego, CA | | $0 |
| 20-03492 | 04/16/2021 | Claimant(s): Luke Chimes Claimant Lawyers(s): Taylor E. Darcy Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Thomas E Shuck Hearing Site: San Diego, CA | | $375 |