| 10-05198 | 12/22/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Derek Miller
Respondent Lawyers(s): Derek L. Miller
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | |
| 10-05473 | 12/21/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Larry Kurschner
Respondent Lawyers(s): Larry Scott Kurschner
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
| | |
| 11-02805 | 12/06/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Ken Massey
Respondent(s): Gerald Ramirez
Respondent Lawyers(s): Gerald Daniel Ramirez
Arbitrator(s): Jon C. Milliken
Hearing Site: San Diego, CA
| | |
| 10-03001 | 11/30/2011 | Claimant(s): Hugh Mays, Jill Mays, The Mays Family Trust
Claimant Lawyers(s): Arthur S. Leider, Floyd R. Brown
Respondent(s): Ameriprise Financial Services., Orin Green, Richard Fogg
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Michael F. Brown, Lawrence Alexander Huerta, Jon C. Milliken
Hearing Site: San Diego, CA
|  | $0 |
| 11-01004 | 11/16/2011 | Claimant(s): Joan Benedict, Estate of George A. Benedict
Claimant Lawyers(s): Joan Benedict
Respondent(s): Patrick Hobert, Centaurus Financial.
Respondent Lawyers(s): Dave Lenny
Arbitrator(s): Janice L. Sperow
Hearing Site: San Diego, CA
| | $0 |
| 09-03839 | 10/18/2011 | Claimant(s): Donald Needham
Claimant Lawyers(s): John H. L'Estrange
Respondent(s): Peter Shusterman
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Paul J. Phillips, Thomas Erique DuVoisin, Evan A. Gould
Hearing Site: San Diego, CA
| | $488,860 |
| 10-01493 | 10/14/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): David Lee
Respondent(s): Bruce Osborne
Respondent Lawyers(s): Kenneth W. Baisch
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | |
| 10-04494 | 10/07/2011 | Claimant(s): Gene Hedlund, Janice Hedlund, Odyssey 2000-Friar's Branch Crossing, Gene A. Hedlund IRA, Janice M. Hedlund IRA, Odyssey 2000 Rev Trust dtd 8/14/1989
Claimant Lawyers(s): A. Thomas Tenenbaum, Richard A. Nervig
Respondent(s): John Lauer, Waveland Capital Partners LLC
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Sidney Jacobsen, Guenter S. Cohn, Katherine Jane Morris
Hearing Site: San Diego, CA
| | $0 |
| 10-02514 | 08/30/2011 | Claimant(s): Al Trevisan, Trevisan, Olson and Pyle Investments LLC
Claimant Lawyers(s): Al Trevisan
Respondent(s): Daniel Croke
Respondent Lawyers(s): Daniel M. Croke
Arbitrator(s): Michael F. Brown, Mandel E. Himelstein, Sally G. Williams
Hearing Site: San Diego, CA
| | $370,564 |
| 10-02006 | 08/12/2011 | Claimant(s): Arthur Ball
Claimant Lawyers(s): Steven M. Green
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Terry D. Anderson, Kevin K. Forrester, Rose Marie A. Boucher
Hearing Site: San Diego, CA
| | Expungement |
