| 17-00545 | 12/21/2017 | Claimant(s): Thomas McInerney
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson, Sean J. Coughlin
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
| | |
| 16-02611 | 08/24/2017 | Claimant(s): Dennis Weidenbush
Claimant Lawyers(s): Dennis Weidenbush
Respondent(s): USAA Investment Management Company
Respondent Lawyers(s): Theodore Schultz
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
|  | $0 |
| 16-01316 | 05/30/2017 | Claimant(s): Barbara Capozzoli
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Donald Lamson, John Risley, L.O. Thomas & Co. Inc.
Respondent Lawyers(s): Marc S. Gottlieb
Arbitrator(s): Dale A. Pope, Thomas Benjamin Salzer, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | $0 |
| 14-03186 | 02/24/2017 | Claimant(s): Thomas Lewis, Lewis Family Limited Partnership
Claimant Lawyers(s): Alan Frank
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Matthew A. White
Arbitrator(s): Thomas Benjamin Salzer, Richard M. Rosenbleeth, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
| | $600 |
| 13-02639 | 06/22/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Mark Aronson
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
| | |
| 12-01411 | 11/22/2013 | Claimant(s): George Mabrey
Claimant Lawyers(s): Steven H. Berkowitz
Respondent(s): Charles Ehnot, Wells Fargo Advisors, Midsouth Capital.
Respondent Lawyers(s): Demian J. Betz, Robert J. Murphy
Arbitrator(s): Thomas Benjamin Salzer, Michael P. Marryshow, Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | $0 |
| 11-03461 | 08/14/2013 | Claimant(s): Susan Poller-Newman
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): James P. McLaughlin
Arbitrator(s): Philip S. Cottone, Rafael A. Porrata-Doria, Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
| | |
| 10-04264 | 11/30/2011 | Claimant(s): Mark Oslick
Claimant Lawyers(s): Daniel M. Hanifin
Respondent(s): David Zane, Stephen Cordasco, RBC Capital Markets Corporation
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
| | Expungement |
| 08-04924 | 12/31/2009 | Claimant(s): Duckkyu Chang, Kee Chang, Duckkyu Chang TTEE Cumberland Pathology
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): David Smith, Thomas Livingston, Timothy McGinn, William Lex, McGinn, Smith & Co..
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Edward Greer, Thomas Benjamin Salzer, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
| | $805,110 |
| 08-01133 | 02/05/2009 | Claimant(s): Ruth Mulholland
Claimant Lawyers(s): Ruth Mulholland
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Carranza M. Pryor
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
| | $7,465 |
