| 20-03645 | 11/02/2021 | Claimant(s): Javier Ovalles
Claimant Lawyers(s): Javier Ovalles
Respondent(s): Transamerica Investors Securities Corp.
Respondent Lawyers(s): Misty A. Murray
Arbitrator(s): William W. Haskell, Arocles Aguilar, Douglas J. Pavese
Hearing Site: San Francisco, CA
| | |
| 19-03052 | 10/26/2021 | Claimant(s): Marie Mesmer
Claimant Lawyers(s): Tiega Varlack
Respondent(s): Raymond James Financial Services., Ka Ki Leung
Respondent Lawyers(s): Chad E. Weaver
Arbitrator(s): Thomas D. Reese, William W. Haskell, David I. Levine
Hearing Site: San Francisco, CA
|  | $0 |
| 21-00946 | 08/02/2021 | Claimant(s): Steven Yeung
Claimant Lawyers(s): Steven Yeung
Respondent(s): Robinhood Financial., Robinhood Securities
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
| | $0 |
| 20-02862 | 05/28/2021 | Claimant(s): Brian Peardon
Claimant Lawyers(s): Harris Freedman
Respondent(s): ProEquities.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
| | |
| 18-03983 | 02/05/2020 | Claimant(s): Janga Aliminati
Claimant Lawyers(s): Lars Kristian Soreide
Respondent(s): Suihock Goy, Ni Advisors
Respondent Lawyers(s): Douglas B. Martin, Jr.
Arbitrator(s): William W. Haskell, Vivian L. Kral, Ronald Chun
Hearing Site: San Francisco, CA
| | $0 |
| 18-04433 | 09/03/2019 | Claimant(s): Richard Hall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): CUSO Financial Services, L.P.
Respondent Lawyers(s): Maria J. Seedner
Arbitrator(s): William W. Haskell
Hearing Site: Portland, OR
| | |
| 18-00139 | 12/06/2018 | Claimant(s): Keith Seibert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
| | |
| 17-03097 | 11/16/2018 | Claimant(s): Darrell Avery
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Bankoh Investment Services.
Respondent Lawyers(s): Joachim Cox
Arbitrator(s): Richard B. Bullock, William W. Haskell, David I. Levine
Hearing Site: Honolulu, HI
| | |
| 18-01115 | 09/17/2018 | Claimant(s): William Keyser
Claimant Lawyers(s): William Grant Keyser
Respondent(s): Fidelity Brokerage Services LLC, Timothy Averett
Respondent Lawyers(s): Ellen Bates
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
| | $0 |
| 17-02678 | 05/14/2018 | Claimant(s): Brian Evans
Claimant Lawyers(s): Brian Keith Evans
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Helen Marinak Blohm, William W. Haskell, Gregory M. Scanlon
Hearing Site: Honolulu, HI
| | Dismissed by Rule 12206 |
