Potomac Analytics' Logo

FINRA Awards for Richard W. Cutler

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-30 out of 64 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0267208/28/2020Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Peter Pavlakis
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Richard W. Cutler, Patricia Kathleen Costello, Leland Harris
Hearing Site: New York, NY
20-0074508/25/2020Claimant(s): Petar Arizanov
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
19-0241306/17/2020Claimant(s): Rinico Sawyer
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Domenic C. Cervoni
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
19-0302005/26/2020Claimant(s): Adam Figueroa
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
19-0318204/30/2020Claimant(s): Arthur Springer
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
19-0311204/09/2020Claimant(s): Bryan Hwang
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
19-0090111/27/2019Claimant(s): Matthew Leone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
19-0035311/13/2019Claimant(s): Peter Klein
Claimant Lawyers(s): David J. Butler
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Richard W. Cutler, Howard D. Jacob, Emily M. Altman
Hearing Site: New York, NY
17-0094702/19/2019Claimant(s): Amanjot Singh
Claimant Lawyers(s): Kevin T Duffy
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Peter Shadzik
Arbitrator(s): Richard W. Cutler, Howard W. Hirschhorn, Charles Francis Barr
Hearing Site: New York, NY
18-0076601/28/2019Claimant(s): Vincent Camarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY

64 Results

Display: